Bruce D. Sherman
Professional summary
Bruce David Sherman is a registered financial advisor currently at TELOS CAPITAL MANAGEMENT, INC. located in La Mesa, California.
Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Bruce has worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruce David Sherman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2009 - Present
TELOS CAPITAL MANAGEMENT, INC.
July 3, 2007 - December 31, 2008
A&M INVESTMENT MANAGEMENT
April 21, 1999 - July 16, 2007
SHERMAN INVESTMENT MANAGEMENT, INC.
Primary Firm SEC Registration
TELOS CAPITAL MANAGEMENT, INC.
CRD#: 149108 / SEC#: 801-69837
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/13/2009)
(2/12/2024)
Exams
Current Firm
TELOS CAPITAL MANAGEMENT, INC.
CRD#: 149108 / SEC#: 801-69837
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,322 |
| AUM (Assets Under Management) | $ 1,415,056,947 |
Red Flags
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