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MR

Michael J. Ruble

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CRD#: 3171587
MR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael James Ruble was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 8 firms and has passed the Series 66, Series 82TO, Series 79TO, SIE, Series 31, Series 7, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 6, 2020 - October 18, 2021

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

August 13, 2019 - January 6, 2020

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

RIA
CRD#: 169045
SCOTTSDALE, AZ
Past

August 7, 2019 - January 27, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
SCOTTSDALE, AZ
Past

January 3, 2017 - October 2, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Charlotte, NC
Past

January 3, 2017 - October 2, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 27, 2014 - January 20, 2016

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
CHARLOTTE, NC
Past

August 4, 2014 - January 20, 2016

FSC SECURITIES CORPORATION

BD
CRD#: 7461
CHARLOTTE, NC
Past

November 12, 2009 - June 19, 2014

MORGAN STANLEY

RIA
CRD#: 149777
CHARLOTTE, NC
Past

November 11, 2009 - June 19, 2014

MORGAN STANLEY

BD
CRD#: 149777
CHARLOTTE, NC
Past

June 1, 2009 - September 28, 2009

MORGAN STANLEY

RIA
CRD#: 149777
FRANKLIN, TN
Past

June 1, 2009 - September 28, 2009

MORGAN STANLEY

BD
CRD#: 149777
FRANKLIN, TN
Past

May 21, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
FRANKLIN, TN
Past

August 14, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
FRANKLIN, TN
Past

February 11, 1999 - November 25, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/4/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 5/9/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/2/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 1/7/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/13/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/20/2009
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/1/2009
General Securities Sales Supervisor - General Module Examination

Current Firm

SC
STILLPOINT CAPITAL, LLC
FIRST LEGACY GLOBAL MARKETS, LLC | STOCK SALE COMPLIANCE LLC | STILLPOINT CAPITAL, LLC | STILLPOINT CAPITAL PARTNERS | STILLPOINT CAPITAL MARKETS | STILLPOINT CAPITAL AFFILIATES

CRD#: 133146 / SEC#: , 8-66688

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4830 West Kennedy Blvd Suite 600, Tampa, FL 33609
Mailing Address
4830 West Kennedy Blvd Suite 600, Tampa, FL 33609
Phone number
(813) 891-9100
Established
Florida since 04/19/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMY C. CROSS, P.A.OWNER
BOLTON, RYAN LEEPRESIDENT & CCO6872016
CAMPBELL, ROBERT NMNFINOP, PFO & POO1349154
CROSS, AMY CCEO, DESIGNATED PRINCIPAL, EXECUTIVE REP.4485658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STILLPOINT CAPITAL, LLC

CRD#: 133146

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