Michael C. Lapetina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Christopher Lapetina was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 2 firms and has passed the Series 99TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2012 - June 12, 2017
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
February 11, 1999 - March 31, 2021
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 12/22/2022
General Securities Representative ExaminationCurrent Firm
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD#: 3466 / SEC#: , 8-526
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GOLDMAN SACHS GROUP, INC. | LIMITED PARTNER | |
| CHARTRES, JOHN H | CHIEF FINANCIAL OFFICER | 4543106 |
| CRIGHTON, ALICIA ANNE | CHIEF OPERATIONS OFFICER | 4643104 |
| CZEPIEL, KYLE ROBERT | CO-CHIEF EXECUTIVE OFFICER | 2360785 |
| FUREY, TIMOTHY TODD | CO-CHIEF EXECUTIVE OFFICER | 2609753 |
| GOLDMAN SACHS HOLDING COMPANY LLC | GENERAL PARTNER | |
| JACK, KATHLEEN | CHIEF COMPLIANCE OFFICER | 2547676 |
Disclosures
| Regulatory Event | 150 |
| Arbitration | 1 |
Red Flags
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