Keith F. Goggin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Fitzgerald Goggin was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2003. Keith had worked at 4 firms and has passed the SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 31, 2008 - July 9, 2018
INTEGRAL DERIVATIVES, LLC
September 16, 2005 - August 10, 2012
STR SPECIALISTS L.L.C.
November 3, 2004 - October 3, 2008
OTA LLC
May 17, 2004 - July 26, 2004
STR SPECIALISTS L.L.C.
September 26, 2003 - April 3, 2008
STR TRADING PARTNERS L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/21/2004
Limited Representative-Equity Trader ExamCurrent Firm
INTEGRAL DERIVATIVES, LLC
CRD#: 149087 / SEC#: , 8-68102
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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