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AR

Amy A. Ryan

RDG CAPITAL MANAGEMENT LLC
Rochester, NY 14607
Some features on this profile are disabled
CRD#: 3171415
AR

Professional summary

Amy A Ryan, who also goes by Amy Ann Agban, is a registered financial advisor currently at RDG CAPITAL MANAGEMENT LLC located in Rochester, New York.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Amy has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Amy Ann Agban

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MADE ESSENTIALS LLC, Pittsford NY, 09/2022, Owner of a business, NIR, 5 HR/MO, 0 Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy A Ryan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 27, 2024 - Present

RDG CAPITAL MANAGEMENT LLC

Office #1: 10 Winthrop St, Rochester, NY 14607
RIA
CRD#: 329749
Rochester, NY
Past

June 28, 2007 - October 17, 2013

LPL FINANCIAL LLC

BD
CRD#: 6413
ROCHESTER, NY
Past

March 6, 2003 - June 4, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
ROCHESTER, NY
Past

November 27, 2002 - February 12, 2003

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

April 1, 1999 - December 5, 2002

PITTSFORD CAPITAL MARKETS, INC

BD
CRD#: 36406
PITTSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RDG CAPITAL MANAGEMENT LLC
RDG CAPITAL MANAGEMENT LLC

CRD#: 329749 / SEC#: 801-129543

RIA
Registered Investment Advisory firm - (2/20/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(2/27/2024)
IAR
Texas
(5/7/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/3/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/20/2003
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/12/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/17/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/23/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 7/14/1999
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/31/1999
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RC
RDG CAPITAL MANAGEMENT LLC
RDG CAPITAL MANAGEMENT LLC

CRD#: 329749 / SEC#: 801-129543

RIA
Registered Investment Advisory firm - (2/20/2024 Approved)
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Contact information

Main Address
10 Winthrop St, Rochester, NY 14607
Mailing Address
Phone number
(585) 673-2683
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 RDGCM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts91
AUM (Assets Under Management)$ 104,827,223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RDG CAPITAL MANAGEMENT LLC

CRD#: 329749Rochester, NY 14607

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