Amy A. Ryan
Professional summary
Amy Ann Ryan, who also goes by Amy Ann Agban, Amy A Ryan, is a registered financial advisor currently at UPSTATE ADVISERS INC located in Pittsford, New York.
Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Amy has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amy Ann Ryan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2026 - Present
UPSTATE ADVISERS INC
Office #1: 2 Thornell Road, Pittsford, NY 14534February 27, 2024 - June 18, 2026
RDG CAPITAL MANAGEMENT LLC
June 28, 2007 - October 17, 2013
LPL FINANCIAL LLC
March 6, 2003 - June 4, 2007
UBS FINANCIAL SERVICES INC.
November 27, 2002 - February 12, 2003
VFINANCE INVESTMENTS, INC
April 1, 1999 - December 5, 2002
PITTSFORD CAPITAL MARKETS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/5/2026)
Exams
Current Firm
UPSTATE ADVISERS INC
CRD#: 341449 / SEC#: 801-135922
Contact information
SEC notice filing (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
UPSTATE ADVISERS INC
CRD#: 341449Pittsford, NY 14534TRUST BUT VERIFY
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