Amy A. Ryan

RDG CAPITAL MANAGEMENT LLC

Rochester, NY 14607

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CRD#: 3171415

Professional summary

Amy A Ryan, who also goes by Amy Ann Agban, is a registered financial advisor currently at RDG CAPITAL MANAGEMENT LLC located in Rochester, New York.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Amy has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Ann Agban

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MADE ESSENTIALS LLC, Pittsford NY, 09/2022, Owner of a business, NIR, 5 HR/MO, 0 Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy A Ryan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 27, 2024 - Present

RDG CAPITAL MANAGEMENT LLC

Office #1: 10 Winthrop St, Rochester, NY 14607

RIA

CRD#: 329749

Rochester, NY

Past

June 28, 2007 - October 17, 2013

LPL FINANCIAL LLC

CRD#: 6413

ROCHESTER, NY

Past

March 6, 2003 - June 4, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ROCHESTER, NY

Past

November 27, 2002 - February 12, 2003

VFINANCE INVESTMENTS, INC

CRD#: 44962

BOCA RATON, FL

Past

April 1, 1999 - December 5, 2002

PITTSFORD CAPITAL MARKETS, INC

CRD#: 36406

PITTSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RDG CAPITAL MANAGEMENT LLC

CRD#: 329749 / SEC#: 801-129543

RIA

Registered Investment Advisory firm - (2/20/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(2/27/2024)

IAR

Texas
(5/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/3/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/20/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/12/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/17/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2003

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 7/14/1999

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/31/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RDG CAPITAL MANAGEMENT LLC

CRD#: 329749 / SEC#: 801-129543

RIA

Registered Investment Advisory firm - (2/20/2024 Approved)

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Contact information

Main Address

10 Winthrop St, Rochester, NY 14607

Mailing Address

Phone number

(585) 673-2683

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 RDGCM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 104,827,223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amy A. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy A Ryan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

VFINANCE INVESTMENTS, INC

PITTSFORD CAPITAL MARKETS, INC

Primary Firm SEC Registration

RDG CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/3/2024

Series 66

Date: 5/20/2003

Series 63

Date: 8/12/1999

SIE

Date: 2/17/2023

Series 7

Date: 4/23/2003

Series 22

Date: 7/14/1999

Series 6

Date: 3/31/1999

Current Firm

RDG CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RDG CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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