Dimitrios Athanasopoulos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dimitrios Athanasopoulos was a registered financial professional .
Dimitrios is a previously registered financial professional and started their career in finance in 2000. Dimitrios had worked at 4 firms and has passed the Series 63, SIE, Series 62 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2015 - December 20, 2024
AXIA CAPITAL MARKETS, LLC
June 2, 2003 - November 6, 2007
ROCHDALE SECURITIES LLC
October 23, 2000 - October 8, 2001
MORGAN STANLEY DW INC.
May 30, 2000 - October 31, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 2/5/2015
Corporate Securities Limited Representative ExaminationCurrent Firm
AXIA CAPITAL MARKETS, LLC
CRD#: 172245 / SEC#: , 8-69504
Contact information
Documents
Red Flags
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