Dajin T. Yang

NEW INSIGHT WEALTH ADVISORS

San Ramon, CA 94583

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CRD#: 3170789

Professional summary

Dajin Tex Yang is a registered financial advisor currently at NEW INSIGHT WEALTH ADVISORS located in San Ramon, California.

Dajin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Dajin has worked at 3 firms and has passed the Series 63, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dajin Tex Yang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2024 - Present

NEW INSIGHT WEALTH ADVISORS

Office #1: 111 Deerwood Road Suite 250, San Ramon, CA 94583

RIA

CRD#: 318083

San Ramon, CA

Past

April 10, 2009 - November 16, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

SAN FRANCISCO, CA

Past

February 4, 2002 - November 21, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW INSIGHT WEALTH ADVISORS

CRD#: 318083 / SEC#: 801-123002

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/21/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 8/8/2009

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/9/2009

General Securities Representative Examination

Current Firm

NEW INSIGHT WEALTH ADVISORS

CRD#: 318083 / SEC#: 801-123002

RIA

Registered Investment Advisory firm - (1/7/2022 Approved)

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Contact information

Main Address

111 Deerwood Road Suite 250, San Ramon, CA 94583

Mailing Address

Phone number

(925) 236-2525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE - NEW INSIGHT WEALTH ADVISORS (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,109
AUM (Assets Under Management)	$ 338,846,689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dajin T. Yang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dajin Tex Yang's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEW INSIGHT WEALTH ADVISORS

FIS BROKERAGE & SECURITIES SERVICES LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

NEW INSIGHT WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 7/21/2009

Series 55

Date: 8/8/2009

Series 7

Date: 4/9/2009

Current Firm

NEW INSIGHT WEALTH ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW INSIGHT WEALTH ADVISORS

TRUST BUT VERIFY

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