Bruce D. Johnson
Professional summary
Bruce Dewayne Johnson, who also goes by Bruce D Johnson, is a registered financial professional currently at REDROCK TRADING PARTNERS, LLC located in Augusta, Georgia.
Bruce is registered as a RR (Registered Representative) and started their career in finance in 1999. Bruce has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bruce Dewayne Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2005 - Present
REDROCK TRADING PARTNERS, LLC
Office #1: 2605 Walton Way, Augusta, GA 30904June 16, 1999 - December 15, 2005
CPFG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 12/12/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
REDROCK TRADING PARTNERS, LLC
CRD#: 133277 / SEC#: , 8-66707
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
REDROCK TRADING PARTNERS, LLC
CRD#: 133277Augusta, GA 30904TRUST BUT VERIFY
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