Bruce D. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Dewayne Johnson, who also goes by Bruce D Johnson, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1999. Bruce had worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24, Series 28 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2005 - January 1, 2026
REDROCK TRADING PARTNERS, LLC
June 16, 1999 - December 15, 2005
CPFG SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 12/12/2002
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
REDROCK TRADING PARTNERS, LLC
CRD#: 133277 / SEC#: , 8-66707
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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