Alvin D. Magolnick
Professional summary
Alvin Donald Magolnick was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alvin is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Alvin had worked at 5 firms, which includes LIVINGSTON MONROE CAPITAL GROUP INC., JOSEPH CHARLES & ASSOC. INC., FIRST SECURITY INVESTMENTS INC., ROYAL PALM INVESTMENTS LTD., CAPITAL INTERNATIONAL SECURITIES GROUP INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 1998 - October 23, 2001
LIVINGSTON MONROE CAPITAL GROUP INC.
October 16, 1996 - September 28, 1998
JOSEPH CHARLES & ASSOC., INC.
July 10, 1996 - September 14, 1996
FIRST SECURITY INVESTMENTS, INC.
February 1, 1996 - June 28, 1996
ROYAL PALM INVESTMENTS, LTD.
March 8, 1993 - February 1, 1996
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LIVINGSTON MONROE CAPITAL GROUP INC.
CRD#: 31228 / SEC#: , 8-45470
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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