Junyoung Kim
Professional summary
Junyoung Kim was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Junyoung is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Junyoung had worked at 7 firms, which includes LIGHTSPEED TRADING LLC, FIS BROKERAGE & SECURITIES SERVICES LLC, EVOLUTION FINANCIAL TECHNOLOGIES LLC, WHITE PACIFIC SECURITIES INC., HINET SECURITIES LLC, METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2010 - August 13, 2012
LIGHTSPEED TRADING, LLC
May 5, 2008 - July 1, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
June 4, 2004 - May 6, 2008
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
November 6, 2002 - July 31, 2003
WHITE PACIFIC SECURITIES, INC.
August 1, 2001 - October 18, 2002
HINET SECURITIES, LLC
February 25, 1999 - January 4, 2001
METROPOLITAN LIFE INSURANCE COMPANY
February 25, 1999 - January 4, 2001
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/7/2001
Limited Representative-Equity Trader ExamCurrent Firm
LIGHTSPEED TRADING, LLC
CRD#: 35519 / SEC#: , 8-46795
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
