Demetrios Mallios
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Demetrios Mallios was a registered financial professional .
Demetrios is a previously registered financial professional and started their career in finance in 1999. Demetrios had worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2016 - January 19, 2021
AEON CAPITAL INC
January 6, 2014 - November 14, 2016
CORINTHIAN PARTNERS, L.L.C.
July 8, 2013 - December 23, 2013
PAULSON INVESTMENT COMPANY LLC
February 27, 2012 - June 18, 2013
JOHN THOMAS FINANCIAL
June 25, 2010 - August 10, 2011
FIRST LIBERTIES FINANCIAL
December 7, 2007 - April 14, 2008
XNERGY FINANCIAL LLC
October 20, 2004 - February 8, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - February 8, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 3, 2003 - October 20, 2004
QUICK & REILLY, INC.
October 3, 2003 - October 20, 2004
QUICK & REILLY, INC.
March 19, 2003 - October 8, 2003
PURSHE KAPLAN STERLING INVESTMENTS
July 16, 2002 - March 14, 2003
FIRST SECURITY INVESTMENTS, INC.
May 23, 2002 - July 18, 2002
UBS FINANCIAL SERVICES INC.
February 24, 1999 - July 18, 2002
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AEON CAPITAL INC
CRD#: 164004 / SEC#: , 8-69080
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AEON CAPITAL MARKETS, LLC | OWNER | |
| MALLIOS, DEMETRIOS | OWNER - CCO | 3169758 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
