Shawn E. Vincze
Professional summary
Shawn Emerson Vincze was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Shawn Emerson Vincze, who also goes by Shawn E VIncze, was a registered financial advisor .
Shawn is a previously registered financial advisor and started their career in finance in 1999. Shawn had worked at 3 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2004 - May 16, 2005
CLARK DODGE & CO., INC.
April 3, 2002 - July 26, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 21, 2002 - July 26, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 11, 1999 - March 20, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CLARK DODGE & CO., INC.
CRD#: 23288 / SEC#: , 8-40292
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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