Terence G. Mcbride
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Gerard Mcbride was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1999. Terence had worked at 5 firms and has passed the Series 63, Series 65, Series 3, SIE, Series 55, Series 31, Series 7, Series 30, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2024 - March 31, 2026
JB DRAX HONORE' INC.
April 20, 2017 - January 9, 2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 25, 2008 - August 5, 2014
CREDIT SUISSE SECURITIES (USA) LLC
April 19, 2000 - August 18, 2008
SWISS AMERICAN SECURITIES INC.
February 9, 1999 - April 14, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
JB DRAX HONORE' INC.
CRD#: 322118 / SEC#: , 8-70950
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JB DRAX HONORE UK LTD. | SOLE SHAREHOLDER | |
| GLASSBERG, JONATHAN WILLIAM | DIRECTOR | 5655925 |
| LEHRKINDER, THOMAS | CHIEF OPERATING OFFICER | 1384951 |
| MCBRIDE, TERENCE GERARD | CHIEF COMPLIANCE OFFICER AND CHIEF EXECUTIVE OFFICER | 3169515 |
| OBSBAUM, FREDRIC MICHAEL | FINANCIAL OPERATIONS PRINCIPAL | 1160811 |
| SHEPHERD, BENN | DIRECTOR | 4030489 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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