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Maury L Duitz

CRD# 3169513·Registered 1999 - 2017
Previously Registered: Being a previously registered professional could mean that Maury is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Maury L Duitz was a registered financial advisor. Maury was a previously registered financial professional and started their career in finance 1999 - 2017. Maury had worked at 9 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

BEACON WEALTH MANAGEMENT, LLC·CRD# 129523
RIA
Hackensack, NJ
March 17, 2011 - August 25, 2017
HSBC SECURITIES (USA) INC.·CRD# 19585
RIA
Morristown, NJ
January 12, 2010 - February 25, 2011
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
Morristown, NJ
January 12, 2010 - February 25, 2011
DAVID LERNER ASSOCIATES, INC.·CRD# 5397
BD
White Plains, NY
November 15, 2007 - January 5, 2010
OSAIC FA, INC.·CRD# 3978
RIA
Rochelle Park, NJ
June 1, 2005 - November 13, 2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
June 1, 2005 - April 3, 2006
OSAIC FA, INC.·CRD# 3978
BD
Rochelle Park, NJ
June 1, 2005 - November 13, 2007
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Lincoln, NE
May 18, 2001 - May 24, 2005
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
October 1, 2000 - May 18, 2001
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
February 9, 2000 - October 1, 2000
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
February 9, 1999 - February 1, 2000

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Current Firm

BW
BEACON WEALTH MANAGEMENT, LLC

BEACON WEALTH MANAGEMENT LLC | GERMAIN WEALTH MANAGEMENT | BEACON WEALTH MANAGEMENT, LLC

CRD#: 129523 / SEC#: 801-62704

Contact Information

Main Address

505 Main Street Suite 214, Hackensack, NJ 07601

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 2018 (3/27/2018)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1999About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Mar 1999About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Feb 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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