TB
Todd E. Bellocchio
SYNOVUS SECURITIES
Atlanta, GA 30339
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CRD#: 3169122
TB
Professional summary
Todd Emil Bellocchio, CFP®, who also goes by Todd E Bellocchi N/a, Todd E Bellocchio, is a registered financial advisor currently at SYNOVUS SECURITIES, INC. located in Atlanta, Georgia.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Todd has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd E Bellocchi N/a | Todd E Bellocchio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TODD AND TERRYS T-SHIRTS |892 DEVONWOOD TRAIL NW, MARIETTA, GA 30064 | RETAIL SALES | CO-OWNER/OPERATOR | 5-10 HOURS PER MONTH | 0 HRS DURING TRADING HRS | NOT INVESTMENT RELATED | 10/1/2019 START DATE | OPERATE A PRINT-ON-DEMAND T-SHIRT STORE ON SHOPIFY.| COMPENSATED VIA DISTRIBUTIONS: WILL RECEIVE REVENUES AND COMPENSATION FROM THE SALE OF T-SHIRTS TO RETAIL CUSTOMERS
CRS (Client Relationship Summary) - RIA
Click below to view Todd Emil Bellocchio's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Emil Bellocchio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
March 3, 2016 - Present
SYNOVUS SECURITIES, INC.
Office #1: 3400 Overton Park Dr Se, Atlanta, GA 30339RIA
BD
CRD#: 14023
Atlanta, GA
Current
February 24, 2016 - Present
SYNOVUS SECURITIES, INC.
Office #1: 3400 Overton Park Dr Se, Atlanta, GA 30339RIA
BD
CRD#: 14023
Atlanta, GA
Past
February 5, 2014 - February 18, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ATLANTA, GA
Past
January 31, 2014 - February 18, 2016
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ATLANTA, GA
Past
August 24, 2012 - January 10, 2014
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
ATLANTA, GA
Past
June 18, 2012 - January 10, 2014
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
ATLANTA, GA
Past
February 17, 1999 - March 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/4/2019)
IAR
Alabama(11/4/2019)
RR
California(7/12/2022)
IAR
California(7/12/2022)
RR
Colorado(1/18/2023)
IAR
Colorado(1/18/2023)
RR
District of Columbia(3/21/2024)
RR
Florida(11/4/2019)
IAR
Florida(11/5/2019)
RR
Georgia(2/24/2016)
IAR
Georgia(3/3/2016)
RR
Indiana(5/21/2024)
IAR
Indiana(5/21/2024)
RR
North Carolina(7/30/2024)
IAR
North Carolina(7/30/2024)
RR
South Carolina(11/4/2019)
IAR
South Carolina(11/4/2019)
RR
Tennessee(11/4/2019)
RR
Texas(4/27/2023)
IAR
Texas(4/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SYNOVUS SECURITIES, INC.
CALUMET FINANCIAL ASSOCIATES INC. | SYNOVUS SECURITIES, INC. | SYNOVUS FINANCIAL PLANNING SERVICES | CREATIVE FINANCIAL GROUP, A DIVISION OF SYNOVUS SECURITIES, INC. | CALUMET FINANCIAL ASSOCIATES, INC.
CRD#: 14023 / SEC#: 801-19690, 8-34709
RIA
Registered Investment Advisory firm - SEC (9/1/1983 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
33 W 14th Street 3rd Floor, Columbus, GA 31901
Mailing Address
P.o. Box 2628, Columbus, GA 31902-2628
Phone number
(706) 649-2327
Established
Georgia since 06/27/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
287
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYNOVUS FINANCIAL CORP. | SYNOVUS SECURITIES, INC PARENT | |
| BROOKS, WILLIAM THOMAS | CHIEF COMPLIANCE OFFICER | 5028846 |
| ELEAM, JENNA KELLEY | CHIEF FINANCIAL OFFICER / FINOP | 7801582 |
| GUNDERSON, GENE FREDERICK | DIRECTOR OF COMPLIANCE, TRUST & BROKERAGE | 2914172 |
| HILL, JAYNE BARRY | DIRECTOR/PRESIDENT OF WEALTH SERVICES | 7660902 |
| KIRK, LEAH JEANETTE | CHIEF OPERATIONS OFFICER | 2217286 |
| LAW, ROBERT WARD | PRESIDENT - CFG DIVISION | 1399885 |
| MCKENZIE, MICHELLE JESSUP | ROP | 2475731 |
| SEXTON, GUY LEONARD | EVP/DIRECTOR | 1204541 |
| VARNER, ROBERT PARKER | PRESIDENT | 2192715 |
Regulatory assets under management
| Total Number of Accounts | 11,990 |
| AUM (Assets Under Management) | $ 7,086,116,735 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
