Santiago L Copello

1) DUALLY REGISTERED WITH OUR AFFILIATE BOREAL CAPITAL MANAGEMENT, LLC. IN ADVISORY SERVICES SEEKING CLIENTS, SPENDS APPROX. 10 HRS./MONTHLY STARTING 12/2020. 2) RDK ADVISORS (601 NW LOOP 410 WEST, SUITE 240 SAN ANTONIO TX 78216) TIME SPENT APPROXIMATELY 3 HOURS MONTHLY DURING NON-TRADING HOURS TO PROVIDE INSURANCE SOLUTIONS ON THE SALE OF LIFE INSURANCE PRODUCTS. LIFE INSURANCE LICENSE WITH EXTERNAL INSURANCE COMPANY HOLDING LICENSE FOR WHEN CLIENTS SHOWING INTEREST IN THOSE PRODUCTS.COMPENSATION WILL BE A PERCENTAGE BASED ON THE PRODUCT AMOUNT. 09/15/2021 3) FUNDACION SANTIAGO VERGARA CRESPO (CRA 13 #90-20 OFICINA 405 BOGOTA COLOMBIA). THE FOUNDATION INHERETED PROPERTY IN COLOMBIA THAT HAS DEVELOPED A BRANCH OF A CATHOLIC UNIVERSITY. MEMBER OF THE FINANCE COMMITTEE INVOLVED IN THE MANAGEMENT AND ADVISEMENT AND OVERSIGHT OF THE FOUNDATION'S INVESTMENTS. VISTUAL MEETINGS MONTHLY WITH COMPENSATION OF $350 PER MEETING ATTENDED. 4) DIRECTORSHIP FOR MARINFIN HOLDINGS INC. a client of our wholly owned affiliate Boreal Capital Management LLC AG (Zurich), Investment related. ADVICE THE CLIENTS' FOUNDATION, ASSIST IN PEPORTING. NO COMINGLING OF PERSONAL INVESTMENTS. 5-10 HOURS PER WEEK. COMPENSATION IS A YEARLY FIXED SUM. 5) FOUR SEPERATE ACCOUNTS CUSTODIED AT MERRILL LYNCH. THESE ACCOUNTS ARE NOT BEING CHARGED FEES BY BOREAL CAPITAL MANAGMENT (BCM) AND DO NOT APPEAR ON BCMs Books & Records. Mr. COPELLO WILL MANAGE AND CHARGE ADVISORY FEES FOR THESE ACCOUNTS DIRECTLY WITH MERRILL LYNCH. MR COPELLO HAS BEEN ADVISING THESE ACCOUNTS SINCE 2002. MR COPELLO WILL DEVOTE 8 HOURS A MONTH (1-2 hours during business hours) TO THE MANAGEMENT OF THESE ACCOUNTS. THE FOUR ACCOUNTS ARE CUSTODIED AT MERRILL LYNCH, PIERCE, FENNER & SMITH INC. 2800 POST OAK BLVD, STE 2200. HOUSTON TX 77056