Kenneth A. Armstrong

ELEVATE CAPITAL ADVISORS

Eagle, CO 81631

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CRD#: 3169018

Professional summary

Kenneth Allen Armstrong JR, CFP®, ChFC®, CLU®, who also goes by Kenneth A Armstrong, is a registered financial advisor currently at ELEVATE CAPITAL ADVISORS located in Eagle, Colorado.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kenneth has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth A Armstrong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. Insurance Agent / Member & Owner of Elevate Insurance Advisors, LLC; Investment-Related; Insurance Products; Approx. 25 hours per month during trading hours. Start date: 5/2017

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Allen Armstrong JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

June 27, 2017 - Present

ELEVATE CAPITAL ADVISORS

Office #1: 313 Chambers Ave. Suite D, Eagle, CO 81631

RIA

CRD#: 288190

Eagle, CO

Past

May 9, 2006 - April 30, 2007

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

RIA

CRD#: 109729

MILWAUKEE, WI

Past

August 10, 2005 - May 9, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

EAGLE, CO

Past

May 25, 1999 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

May 25, 1999 - June 27, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

EAGLE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATE CAPITAL ADVISORS

ELEVATE CAPITAL ADVISORS | ELEVATE CAPITAL ADVISORS, LLC | ELEVATE CAPITAL ADVISORS, INC.

CRD#: 288190 / SEC#: 801-119997

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

Colorado

Registered Investment Advisory firm - (4/16/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/27/2017)

IAR

Louisiana
(1/17/2021)

IAR

Texas
(1/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/29/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/1/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/24/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ELEVATE CAPITAL ADVISORS

ELEVATE CAPITAL ADVISORS | ELEVATE CAPITAL ADVISORS, LLC | ELEVATE CAPITAL ADVISORS, INC.

CRD#: 288190 / SEC#: 801-119997

RIA

Registered Investment Advisory firm - (12/18/2020 Approved)

Colorado

Registered Investment Advisory firm - (4/16/2021 Terminated)

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Contact information

Main Address

313 Chambers Ave. Suite D, Eagle, CO 81631

Mailing Address

313 Chambers Ave. P.o. Box 3609, Eagle, CO 81631

Phone number

(970) 328-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEVATE CAPITAL ADVISORS ADV PART 2A (6/6/2025)

Regulatory assets under management

Total Number of Accounts	589
AUM (Assets Under Management)	$ 156,486,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth A. Armstrong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Allen Armstrong JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ELEVATE CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2005

Series 63

Date: 8/29/2002

SIE

Date: 6/27/2017

Series 7

Date: 3/1/2005

Series 6

Date: 5/24/1999

Current Firm

ELEVATE CAPITAL ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATE CAPITAL ADVISORS

TRUST BUT VERIFY

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