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Michael S. Berry

APRICITY FINANCIAL
MOORESVILLE, NC
Some features on this profile are disabled
CRD#: 3168996
MB

Professional summary


Michael Scott Berry, ChFC®, who also goes by Michael Scott Berry Mr., Mike Berry, is a registered financial advisor currently at APRICITY FINANCIAL, LLC located in Mooresville, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael Scott Berry Mr. | Mike Berry

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Apricity Advisors, LLC; non investment-related; 40 Boggs Hill Road, Newtown CT, 06470; Licensed Insurance Agent; Managing member; Start date: 04/2024; Hours/month: 20; Hours/month during securities trading hours: 20 Insurance Sales; Implementation of Insurance Recommendations. 2) Apricity Holding Company LLC; Newtown CT, 06470; Holding Company; Member; Start date: 02/2024; Hours/month: 0; Hours/month during securities trading hours: 0; Passive investment in holding company which owns Apricity Financial, LLC.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Scott Berry's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Experience


Current

April 29, 2024 - Present

APRICITY FINANCIAL, LLC

RIA
CRD#: 330201
MOORESVILLE, NC
Past

February 8, 2022 - March 4, 2024

ADDICUS ADVISORY, LLC

RIA
CRD#: 282244
Newtown, CT
Past

July 10, 2015 - October 25, 2016

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
Newtown, CT
Past

February 26, 2013 - April 26, 2022

MSF INVESTMENT ADVISORY LLC.

RIA
CRD#: 166649
NEWTOWN, CT
Past

September 28, 2012 - January 24, 2013

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
NEWTOWN, CT
Past

December 22, 2011 - January 9, 2013

OJM GROUP, LLC

RIA
CRD#: 119850
NEWTOWN, CT
Past

March 24, 2005 - August 5, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
FAIRFIELD, CT
Past

March 14, 2000 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

November 17, 1999 - August 5, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
FAIRFIELD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/14/2025)
IAR
Connecticut
(4/29/2024)
IAR
Louisiana
(10/18/2024)
IAR
Mississippi
(8/5/2024)
IAR
New York
(5/3/2024)
IAR
North Carolina
(5/6/2024)
IAR
Texas
(9/9/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/21/2005
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AF
APRICITY FINANCIAL, LLC
APRICITY FINANCIAL, LLC

CRD#: 330201 / SEC#: 801-134856

California
Registered Investment Advisory firm - (3/14/2025 Approved)
Connecticut
Registered Investment Advisory firm - (4/29/2024 Approved)
Louisiana
Registered Investment Advisory firm - (10/18/2024 Approved)
Mississippi
Registered Investment Advisory firm - (8/5/2024 Approved)
New York
Registered Investment Advisory firm - (5/3/2024 Approved)
North Carolina
Registered Investment Advisory firm - (5/6/2024 Approved)
Texas
Registered Investment Advisory firm - (9/9/2024 Conditional Restricted)
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Contact information


Main Address
Mystic, CT
Mailing Address
Phone number
(855) 449-7100
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts179
AUM (Assets Under Management)$ 108,809,983

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


APRICITY FINANCIAL, LLC

CRD#: 330201Mooresville, NC

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