Jesse Taylor
U.S. BANCORP ADVISORS
Paducah, KY 42003
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CRD#: 3168980
Jesse TaylorU.S. BANCORP ADVISORS
Professional summary
Jesse Taylor, CFP®, who also goes by Jess Taylor, Jesse Carl Taylor, is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Paducah, Kentucky.
Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jesse has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Jess Taylor | Jesse Carl Taylor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 4/2021- Paducah Financial Consultants- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2) 06/27/2023 - PB Insurance - Investment Related - At Reported Business Location(s) - Property and Casualty - Start Date 04/01/2023 - 0 Hours Per Month/ During Securities Trading 3) 11/22/2024- Crossfit 270- Outside/W-2 Employment / trainer - Non-Inv. Related- Paducah, KY - start date 9/02/2024- 10hrs per mth / 0hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view Jesse Taylor's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jesse Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
July 21, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 2630 Lone Oak Rd, Paducah, KY 42003RIA
BD
CRD#: 14455
Paducah, KY
Current
July 21, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 2630 Lone Oak Rd, Paducah, KY 42003RIA
BD
CRD#: 14455
Paducah, KY
Past
April 22, 2021 - August 5, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
PADUCAH, KY
Past
April 22, 2021 - August 5, 2026
LPL FINANCIAL LLC
BD
CRD#: 6413
PADUCAH, KY
Past
June 27, 2018 - May 14, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Paducah, KY
Past
June 27, 2018 - May 14, 2020
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Paducah, KY
Past
March 29, 2018 - September 25, 2018
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
PADUCAH, KY
Past
March 29, 2018 - September 25, 2018
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
PADUCAH, KY
Past
June 17, 2005 - July 27, 2007
COUNTRY TRUST BANK
RIA
CRD#: 109487
METROPOLIS, IL
Past
August 16, 2002 - April 2, 2018
COUNTRY CAPITAL MANAGEMENT COMPANY
BD
CRD#: 12060
Metropolis, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/21/2026)
RR
Arkansas(7/21/2026)
RR
Colorado(7/21/2026)
RR
Florida(7/21/2026)
RR
Illinois(7/21/2026)
RR
Indiana(7/21/2026)
RR
Kentucky(7/21/2026)
IAR
Kentucky(7/21/2026)
RR
Louisiana(7/21/2026)
RR
Mississippi(7/21/2026)
RR
Missouri(7/21/2026)
RR
Montana(7/21/2026)
RR
North Carolina(7/21/2026)
RR
Ohio(7/21/2026)
RR
South Carolina(7/21/2026)
RR
Tennessee(7/21/2026)
RR
Texas(7/21/2026)
IAR
Texas(7/22/2026)
RR
Virginia(7/21/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
800 N Brand Blvd. 16th Floor Ep-mn-n2wc, Saint Paul, MN, 55107
Mailing Address
800 N Brand Blvd. 16th Floor, Glendale, CA, 91203
Phone number
(800) 634-1100
Established
Delaware since 06/28/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
244
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE MEMBER | |
| BEJASA, EILEEN | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR, BROKER-DEALER OPERATIONS | 7002808 |
| CANEVA, DANIEL CESAR | SVP CHIEF OPERATIONS OFFICER | 1686099 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER | 5829700 |
| ELY, JAMES EUGENE JR. | SENIOR VICE PRESIDENT - SALES | 1843373 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND MANAGER | 4120145 |
| LAWLOR, BETH DEDRICK | EXECUTIVE VICE PRESIDENT | 5352662 |
| ROLLAND, JODI THOMPSON | MANAGER | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER | 5025315 |
| TRIPLETT, SHANE T | INSTITUTIONAL SALES MANAGER | 1865319 |
Regulatory assets under management
| Total Number of Accounts | 3,905 |
| AUM (Assets Under Management) | $ 1,516,483,817 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 08/20/2024 | ||
| 11/28/2023 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
