David Zale

EAGLE BAY FAMILY OFFICE

New York, NY 10007

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CRD#: 3168976

Professional summary

David Zale is a registered financial advisor currently at EAGLE BAY FAMILY OFFICE located in New York, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Zale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2023 - Present

EAGLE BAY FAMILY OFFICE

Office #1: 7 World Trade Center 250 Greenwich Street 46th Floor, New York, NY, 10007

RIA

CRD#: 281675

New York, NY

Past

August 6, 2012 - October 9, 2023

ZALE CAPITAL MANAGEMENT, L.P.

RIA

CRD#: 139630

NEW YORK, NY

Past

March 5, 2009 - August 7, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

NEW YORK, NY

Past

March 3, 2009 - August 7, 2012

BROKERSXPRESS LLC

CRD#: 127081

NEW YORK, NY

Past

April 7, 2006 - July 7, 2009

USF ADVISORS, LLC

RIA

CRD#: 130569

HOUSTON, TX

Past

March 15, 2006 - March 24, 2009

USF SECURITIES, L.P.

CRD#: 37942

NEW YORK, NY

Past

August 19, 2003 - April 19, 2006

TRAUTMAN WASSERMAN & COMPANY, INC.

CRD#: 33007

NEW YORK, NY

Past

January 2, 2003 - November 6, 2003

SANDS BROTHERS ASSET MANAGEMENT LLC

RIA

CRD#: 110076

NEW YORK, NY

Past

March 23, 1999 - November 6, 2003

SANDS BROTHERS & CO., LTD.

CRD#: 26816

NEW YORK, NY

Past

March 5, 1999 - March 12, 1999

BARINGTON CAPITAL GROUP, L.P.

CRD#: 29383

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE BAY FAMILY OFFICE

EAGLE BAY ADVISORS LLC | EAGLE BAY FAMILY OFFICE

CRD#: 281675 / SEC#: 801-106736

RIA

Registered Investment Advisory firm - (10/13/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/27/2023)

IAR

Texas
(6/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/4/1999

General Securities Representative Examination

Current Firm

EAGLE BAY FAMILY OFFICE

EAGLE BAY ADVISORS LLC | EAGLE BAY FAMILY OFFICE

CRD#: 281675 / SEC#: 801-106736

RIA

Registered Investment Advisory firm - (10/13/2015 Approved)

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Contact information

Main Address

7 World Trade Center 250 Greenwich Street 46th Floor, New York, NY, 10007

Mailing Address

Phone number

(212) 634-7879

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EAGLE BAY ADVISORS BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	675
AUM (Assets Under Management)	$ 948,458,594

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David Zale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Zale's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZALE CAPITAL MANAGEMENT, L.P.

BROKERSXPRESS LLC

BROKERSXPRESS LLC

USF ADVISORS, LLC

USF SECURITIES, L.P.

TRAUTMAN WASSERMAN & COMPANY, INC.

SANDS BROTHERS ASSET MANAGEMENT LLC

SANDS BROTHERS & CO., LTD.

BARINGTON CAPITAL GROUP, L.P.

Primary Firm SEC Registration

EAGLE BAY FAMILY OFFICE

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2001

Series 63

Date: 6/23/1999

Series 7

Date: 3/4/1999

Current Firm

EAGLE BAY FAMILY OFFICE

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EAGLE BAY FAMILY OFFICE

TRUST BUT VERIFY

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