Timothy Peters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Peters, who also goes by Timothy Wesley Peters, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1999. Timothy had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2016 - September 14, 2016
FORESTERS FINANCIAL SERVICES, INC.
June 22, 2011 - May 9, 2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
November 5, 2009 - July 30, 2010
BLACKROCK FUND DISTRIBUTION COMPANY
January 1, 2008 - December 31, 2009
BLACKROCK EXECUTION SERVICES
October 18, 2007 - November 15, 2007
CITIGROUP GLOBAL MARKETS INC.
October 27, 2000 - February 9, 2006
CITICORP INVESTMENT SERVICES
May 31, 2000 - November 9, 2000
CONSECO SECURITIES, INC.
July 21, 1999 - May 8, 2000
METROPOLITAN LIFE INSURANCE COMPANY
July 21, 1999 - May 8, 2000
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS FINANCIAL SERVICES, INC.
CRD#: 305 / SEC#: , 8-13891
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 3 |
| Arbitration | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
