Krista A. Strohoffer

SUSTAINABLE ADVISORS ALLIANCE LLC

Boulder, CO

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CRD#: 3168746

Professional summary

Krista Anne Strohoffer, AIF®, CFP® is a registered financial advisor currently at SUSTAINABLE ADVISORS ALLIANCE LLC located in Boulder, Colorado.

Krista is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Krista has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krista Anne Strohoffer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

January 5, 2021 - Present

SUSTAINABLE ADVISORS ALLIANCE LLC

RIA

CRD#: 312061

Boulder, CO

Past

January 3, 2008 - January 5, 2021

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

RIA

CRD#: 144601

BOULDER, CO

Past

January 3, 2008 - January 5, 2021

PORTFOLIO RESOURCES GROUP, INC.

CRD#: 31155

CORAL GABLES, FL

Past

January 20, 2006 - December 31, 2007

FINANCIAL WEST GROUP

RIA

CRD#: 16668

BOULDER, CO

Past

January 20, 2006 - December 31, 2007

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

May 9, 2005 - December 5, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BOULDER, CO

Past

May 9, 2005 - December 5, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 17, 2005 - May 5, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BOULDER, CO

Past

July 30, 2004 - May 5, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 22, 2000 - August 3, 2004

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

April 13, 1999 - July 19, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUSTAINABLE ADVISORS ALLIANCE LLC

CRD#: 312061 / SEC#: 801-120088

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/15/2021)

IAR

Texas
(1/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/12/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUSTAINABLE ADVISORS ALLIANCE LLC

CRD#: 312061 / SEC#: 801-120088

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

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Contact information

Main Address

12 N Cheyenne Ave Suite 221, Tulsa, OK 74103

Mailing Address

Phone number

(918) 408-7981

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAA ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,064
AUM (Assets Under Management)	$ 206,973,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Krista A. Strohoffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krista Anne Strohoffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO RESOURCES ADVISOR GROUP, INC.

PORTFOLIO RESOURCES GROUP, INC.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

WALNUT STREET SECURITIES, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

SUSTAINABLE ADVISORS ALLIANCE LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/11/2002

Series 6

Date: 4/12/1999

Current Firm

SUSTAINABLE ADVISORS ALLIANCE LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUSTAINABLE ADVISORS ALLIANCE LLC

TRUST BUT VERIFY

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