Roberta J. Violet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberta Jo Violet, who also goes by Bobbie Jo VIolet, Roberta J Violet, was a registered financial professional .
Roberta is a previously registered financial professional and started their career in finance in 1999. Roberta had worked at 5 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2018 - August 12, 2024
VALMARK SECURITIES, INC.
January 6, 2011 - December 16, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 10, 2010 - December 16, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 2, 2004 - June 12, 2006
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 27, 1999 - November 27, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
