Ezra P. Mager
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ezra Pascal Mager was a registered financial professional .
Ezra is a previously registered financial professional and started their career in finance in 1969. Ezra had worked at 4 firms and has passed the Series 63, Series 7, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2000 - March 4, 2002
DELTEC ASSET MANAGEMENT LLC
April 25, 2000 - October 17, 2000
DELTEC ASSET MANAGEMENT CORPORATION
August 31, 1973 - November 29, 1990
ABN AMRO SECURITIES LLC
March 4, 1969 - October 6, 1973
SEIDEN & DE CUEVAS INC
Primary Firm SEC Registration
DELTEC ASSET MANAGEMENT LLC
CRD#: 104068 / SEC#: 801-58090, 8-52597
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/21/1966
Registered Representative ExaminationSeries 40
Date: 2/21/1969
Registered Principal ExaminationCurrent Firm
DELTEC ASSET MANAGEMENT LLC
CRD#: 104068 / SEC#: 801-58090, 8-52597
Contact information
SEC notice filing (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLUE TEE PARTNERS, LLC | MANAGING MEMBER | |
| BYRNES, ARTHUR EVERETT | SENIOR MANAGING DIR. | 37710 |
| GORDON, JOHN ROUSMANIERE | SENIOR MANAGING DIR. | 1483496 |
| GRUNDER, LINEN ANN | MANAGING DIRECTOR | 2742659 |
| HALL, TIMOTHY STEPHEN | MANAGING DIRECTOR | 4391230 |
| LESKO, GREGORY JOHN | MANAGING DIRECTOR | 2088339 |
| VITTI, DENISE GRACE | CONTROLLER, FINOP | |
| WHITE, JAMES TERRY | MANAGING DIRECTOR | 2102275 |
| ZUPPELLO, STEPHEN | SR. MANAGING DIR., ROP, CROP, SCROP, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER | 1310048 |
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 696,841,721 |
Red Flags
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