Thomas A. Bowman

TOTH FINANCIAL ADVISORY CORP

LEESBURG, VA 20175

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CRD#: 3168402

Professional summary

Thomas Albert Bowman JR, who also goes by Thomas Albert Bowman, is a registered financial advisor currently at TOTH FINANCIAL ADVISORY CORP located in Leesburg, Virginia.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Albert Bowman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Albert Bowman JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2000 - Present

TOTH FINANCIAL ADVISORY CORP

Office #1: 608 South King St Suite 300, Leesburg, VA 20175

RIA

CRD#: 104952

LEESBURG, VA

Past

January 26, 1999 - December 31, 2004

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOTH FINANCIAL ADVISORY CORP

TOTH AND ASSOCIATES, INC, | TOTH FINANCIAL ADVISORY CORP

CRD#: 104952 / SEC#: 801-27662

RIA

Registered Investment Advisory firm - (8/21/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/7/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/6/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/15/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/25/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TOTH FINANCIAL ADVISORY CORP

TOTH AND ASSOCIATES, INC, | TOTH FINANCIAL ADVISORY CORP

CRD#: 104952 / SEC#: 801-27662

RIA

Registered Investment Advisory firm - (8/21/1986 Approved)

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Contact information

Main Address

608 South King Street Suite 300, Leesburg, VA 20175

Mailing Address

Phone number

(703) 443-8684

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TFAC FORM ADV PART 2A AND 2B MARCH 2024 (8/4/2025)

Regulatory assets under management

Total Number of Accounts	2,190
AUM (Assets Under Management)	$ 1,015,808,953

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas A. Bowman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Albert Bowman JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOTH FINANCIAL ADVISORY CORP

CADARET, GRANT & CO., INC.

Primary Firm SEC Registration

TOTH FINANCIAL ADVISORY CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 5/6/2000

Series 63

Date: 1/25/1999

Series 7

Date: 11/15/2004

Series 6

Date: 1/25/1999

Current Firm

TOTH FINANCIAL ADVISORY CORP

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOTH FINANCIAL ADVISORY CORP

TRUST BUT VERIFY

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