Thomas Albert Bowman Jr
Professional Summary
Thomas Albert Bowman JR, who also goes by Thomas Albert Bowman, is a registered financial advisor currently at TOTH FINANCIAL ADVISORY CORP located in Leesburg, Virginia. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Albert Bowman
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
TOTH AND ASSOCIATES, INC, | TOTH FINANCIAL ADVISORY CORP
Contact Information
Main Address
608 South King Street Suite 300, Leesburg, VA 20175Phone Number
(703) 443-8684# of Employees
18SEC notice filing (18 States and Territories)
Registered to provide investment advisory services in 18 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,352AUM (Assets Under Management)
$1,154,553,270Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
TOTH AND ASSOCIATES, INC, | TOTH FINANCIAL ADVISORY CORP
State Registrations and Notice Filings
(6/7/2000)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1999About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Albert Bowman JR's CRS (Customer Relationship Summary).
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