Catherine Combs Amacher
CFP®Professional Summary
Catherine Combs Amacher, CFP®, who also goes by Cat Davies, Catherine Combs Davies, Catherine Davies, is a registered financial advisor currently at ETC BROKERAGE SERVICES, LLC located in Dallas, Texas. Catherine is registered as a RR (Registered Representative) and started their career in finance in 1999. Catherine has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 99TO, SIE, Series 6, Series 7, Series 24, Series 10 and Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cat Davies, Catherine Combs Davies, Catherine Davies
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
COLLECTIVE FINANCIAL SERVICES, LLC | ETC BROKERAGE SERVICES, LLC
Contact Information
Main Address
5430 Lbj Freeway Suite 320, Dallas, TX 75240Mailing Address
1 Equity Way, Westlake, OH 44145Phone Number
(877) 403-0369Established
Connecticut since 05/23/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/14/2024)
(1/14/2024)
(1/15/2024)
(1/15/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2011About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2001About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Catherine Combs Amacher's CRS (Customer Relationship Summary).
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