Heather B. Madden
Professional summary
Heather Berg Madden, who also goes by Heather Ann Berg, is a registered financial professional currently at ULTIMUS FUND DISTRIBUTORS, LLC located in Cincinnati, Ohio.
Heather is registered as a RR (Registered Representative) and started their career in finance in 1999. Heather has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heather Berg Madden's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2025 - Present
ULTIMUS FUND DISTRIBUTORS, LLC
Office #1: 225 Pictoria Drive Suite 450, Cincinnati, OH 45246April 20, 2022 - July 19, 2024
ALPS DISTRIBUTORS, INC.
February 2, 2022 - April 5, 2022
BRINKER CAPITAL SECURITIES, LLC
September 19, 2019 - January 24, 2022
FS INVESTMENT SOLUTIONS, LLC
September 9, 2010 - September 16, 2019
PIPER SANDLER & CO.
March 19, 2007 - August 9, 2010
MORGAN STANLEY DISTRIBUTION, INC.
February 18, 2002 - September 9, 2002
FORESIDE FUND SERVICES, LLC
February 22, 1999 - December 31, 2001
SEI INVESTMENTS DISTRIBUTION CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/10/2025)
(10/10/2025)
Exams
FINRA
Current Firm
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177 / SEC#: , 8-52643
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Company Information
ULTIMUS FUND DISTRIBUTORS, LLC
CRD#: 104177Cincinnati, OH 45246TRUST BUT VERIFY
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