Horace F. Hibbert

FUNDS DISTRIBUTOR

Portland, ME 04101

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CRD#: 3168064

Professional summary

Horace Fitzgerald Hibbert, who also goes by Horace F Hibbert, is a registered financial professional currently at FUNDS DISTRIBUTOR, LLC located in Portland, Maine and PROFUNDS DISTRIBUTORS, INC. located in Bethesda, Maryland.

Horace is registered as a RR (Registered Representative) and started their career in finance in 1999. Horace has worked at 17 firms and has passed the Series 66, Series 79TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Horace F Hibbert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Horace Fitzgerald Hibbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2007 - Present

FUNDS DISTRIBUTOR, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 7174

Portland, ME

Current

February 8, 2008 - Present

PROFUNDS DISTRIBUTORS, INC.

Office #1: 7272 Wisconsin Avenue 21st Floor, Bethesda, MD 20814

CRD#: 19541

Bethesda, MD

Current

June 10, 2011 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 46106

Portland, ME

Current

September 4, 2015 - Present

IMST DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 130745

PORTLAND, ME

Current

August 14, 2017 - Present

FORESIDE GLOBAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 147382

Portland, ME

Current

October 6, 2017 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 31334

Portland, ME

Current

February 25, 2019 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 148477

Portland, ME

Current

February 24, 2021 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 103848

Portland, ME

Current

April 14, 2022 - Present

MGI FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 35682

Portland, ME

Current

April 29, 2022 - Present

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 143809

Portland, ME

Past

August 17, 2018 - October 11, 2023

COMPASS DISTRIBUTORS, LLC

CRD#: 172662

Columbia, MD

Past

August 22, 2016 - June 23, 2020

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

Columbia, MD

Past

April 28, 2010 - August 8, 2022

FORESIDE INVESTMENT SERVICES, LLC

CRD#: 30016

Columbia, MD

Past

January 8, 2009 - June 23, 2020

FORESIDE ASSOCIATES, LLC

CRD#: 13494

COLUMBIA, MD

Past

September 11, 2008 - May 1, 2020

BD COMPLIANCE SOLUTIONS, LLC

CRD#: 30188

COLUMBIA, MD

Past

May 8, 2007 - February 8, 2008

PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541

BETHESDA, MD

Past

May 8, 2007 - January 2, 2013

IMST DISTRIBUTORS, LLC

CRD#: 130745

COLUMBIA, MD

Past

June 5, 2006 - December 31, 2022

FORESIDE DISTRIBUTION SERVICES, L.P.

CRD#: 15634

COLUMBIA, MD

Past

January 27, 1999 - July 28, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(5/8/2007)

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/3/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/26/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/2/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

ARDEN SECURITIES LLC | PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC | JOHCM FUNDS DISTRIBUTORS, LLC | HARDT GROUP INVESTOR SERVICES LLC | FORESIDE FUND PARTNERS LLC

CRD#: 143809 / SEC#: , 8-67608

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

New York since 01/23/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
TAYLOR, GORDON BURDETTE	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	2990648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Horace F. Hibbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Horace Fitzgerald Hibbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFUNDS DISTRIBUTORS, INC.

FORESIDE FUND SERVICES, LLC

IMST DISTRIBUTORS, LLC

FORESIDE GLOBAL SERVICES, LLC

FORESIDE FUNDS DISTRIBUTORS LLC

FORESIDE FINANCIAL SERVICES, LLC

QUASAR DISTRIBUTORS, LLC

MGI FUNDS DISTRIBUTORS, LLC

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

COMPASS DISTRIBUTORS, LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

FORESIDE INVESTMENT SERVICES, LLC

FORESIDE ASSOCIATES, LLC

BD COMPLIANCE SOLUTIONS, LLC

PROFUNDS DISTRIBUTORS, INC.

IMST DISTRIBUTORS, LLC

FORESIDE DISTRIBUTION SERVICES, L.P.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/1999

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 3/3/1999

Series 7

Date: 1/26/1999

Series 24

Date: 10/2/2006

FINRA

Current Firm

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC

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