JM
John A. Maffei
MFM CAPITAL MANAGEMENT
ORLANDO, FL 32814
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CRD#: 316777
JM
Professional summary
John Anthony Maffei is a registered financial advisor currently at MFM CAPITAL MANAGEMENT, INC. located in Orlando, Florida.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 1 firm and has passed the Series 2 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHIEF OPERATING OFFICER OF MFM FINANCIAL A TAX PREPARATION AND ADVISORY SERVICE THAT COMPRISES APPROXIMATELY 25% OF TIME.
CRS (Client Relationship Summary) - RIA
Click below to view John Anthony Maffei's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 2, 1988 - Present
MFM CAPITAL MANAGEMENT, INC.
Office #1: 4767 New Broad St Suite 224, Orlando, FL 32814RIA
CRD#: 142070
ORLANDO, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/2/1988)
Exams
General Industry/Product Exam
RR
Series 2
Date: 12/31/1987
Non-Member General Securities ExaminationCurrent Firm
MC
MFM CAPITAL MANAGEMENT, INC.
MFM CAPITAL MANAGEMENT, INC.
CRD#: 142070 / SEC#:
Florida
Registered Investment Advisory firm - (5/2/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4767 New Broad St Suite 224, Orlando, FL 32814
Mailing Address
Phone number
(407) 770-1710
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 10,500,000 |
Red Flags
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