John O. Johnson
Professional summary
John Orville Johnson is a registered financial professional currently at THE SPARTAN GROUP located in Pasadena, California.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Orville Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2003 - Present
THE SPARTAN GROUP
Office #1: 16 N. Marengo, Suite #307, Pasadena, CA 91101Office #2: 16 N. Marengo, Suite #307, Pasadena, CA 91101December 24, 1998 - March 14, 2002
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/6/2004)
(2/13/2003)
(5/17/2004)
(7/2/2004)
(6/16/2004)
(5/13/2003)
(6/1/2004)
(6/23/2004)
(6/16/2004)
(4/12/2006)
(5/17/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THE SPARTAN GROUP
CRD#: 124430 / SEC#: , 8-65674
Contact information
FINRA licenses (11 States and Territories)
Documents
Red Flags
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