Thomas C. Denison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Craig Denison, who also goes by T D Denison, Tom Denison, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1999. Thomas had worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2011 - December 23, 2024
TCC SECURITIES, LLC
April 11, 2007 - October 24, 2008
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
January 15, 1999 - March 12, 2007
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 11/15/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
TCC SECURITIES, LLC
CRD#: 153575 / SEC#: , 8-68553
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CHICAGO CORPORATION | MEMBER | |
| DENISON, THOMAS CRAIG | CEO, CFO, FINOP, CCO, AMLCO, EXECUTIVE REP. | 3167542 |
Red Flags
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