John C. Minter
Professional summary
John C Minter JR, who also goes by John C Minter, John Claer Minter Jr, is a registered financial professional currently at AUSTIN GROWTH CAPITAL, LLC located in Austin, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, Series 82TO, Series 6TO, Series 79TO, SIE, Series 79, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John C Minter JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2022 - Present
AUSTIN GROWTH CAPITAL, LLC
Office #1: 1221 S Mopac Expy Suite 260, Austin, TX 78746July 21, 2018 - December 3, 2019
DCF, LLC
August 31, 2017 - July 11, 2018
CAMDEN FINANCIAL SERVICES
April 24, 2017 - September 5, 2017
SGMA CAPITAL MARKETS LIMITED
December 18, 2008 - November 2, 2016
J.P. MORGAN SECURITIES LLC
December 18, 2008 - November 2, 2016
J.P. MORGAN SECURITIES LLC
August 12, 2008 - November 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 12, 2008 - November 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2004 - February 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 20, 1999 - February 8, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2022)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
AUSTIN GROWTH CAPITAL, LLC
CRD#: 317355 / SEC#: , 8-70816
Contact information
FINRA licenses (1 States and Territories)
Red Flags
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