Robert W. Madsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Madsen was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1968. Robert had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2000 - May 29, 2002
AMERICAN PACIFIC SECURITIES, INC.
February 22, 1999 - April 26, 2000
SENTRA SECURITIES CORPORATION
November 7, 1989 - March 3, 1999
TITAN/VALUE EQUITIES GROUP, INC.
December 1, 1987 - March 31, 1988
BRIARWOOD INVESTMENT COUNSEL
October 27, 1983 - November 7, 1989
VALUE EQUITIES CORPORATION
June 1, 1980 - November 21, 1983
CAPITAL GROWTH RESOURCES
November 5, 1971 - February 1, 1975
SOUTHMARK FINANCIAL SERVICES, INC.
January 26, 1968 - November 18, 1971
RALPH S. WILFORD COMPANY, INC. (THE)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/27/1967
Registered Representative ExaminationCurrent Firm
AMERICAN PACIFIC SECURITIES, INC.
CRD#: 2532 / SEC#: , 8-4763
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
