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IS

Ivana M. Shumberg

IUR SECURITIES LLC
London, SW3 6RD
Some features on this profile are disabled
CRD#: 3167225
IS

Professional summary


Ivana Marcella Shumberg, who also goes by IVana M Shumberg, is a registered financial professional currently at IUR SECURITIES LLC and SHOPOFF SECURITIES, INC. located in Irvine, California.

Ivana is registered as a RR (Registered Representative) and started their career in finance in 2010. Ivana has worked at 19 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ivana M Shumberg

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ivana Marcella Shumberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 8, 2019 - Present

IUR SECURITIES LLC

Office #1: Michelin House 81 Fulham Road, London, SW3 6RD
BD
CRD#: 299039
London,
Current

December 26, 2021 - Present

SHOPOFF SECURITIES, INC.

Office #1: 18565 Jamboree Road, Suite 200, Irvine, CA 92612
BD
CRD#: 142866
Irvine, CA
Current

July 7, 2023 - Present

AUSDAL FINANCIAL PARTNERS, INC.

Office #1: 5187 Utica Ridge Road, Davenport, IA 52807
RIA
BD
CRD#: 7995
Davenport, IA
Current

August 8, 2023 - Present

ALL OPTIONS USA, LLC

Office #1: 114 W 7th St Suite 1200, Austin, TX 78701
BD
CRD#: 324086
Austin, TX
Current

August 11, 2023 - Present

PERCENT SECURITIES, LLC

Office #1: 145 East 57th Street, New York, NY 10022
BD
CRD#: 314782
New York, NY
Current

May 9, 2025 - Present

ASPIDA FINANCIAL DISTRIBUTORS, LLC

Office #1: 8111 Ashlane Way Suite 207, Spring, TX 77382
BD
CRD#: 322843
SPRING, TX
Current

May 10, 2025 - Present

MACARTHUR STRATEGIC CAPITAL, LLC

Office #1: 234 S Downing St. Attn: Jessica Lee Billingsley, Denver, CO 80209
BD
CRD#: 315178
DENVER, CO
Current

July 11, 2025 - Present

ZEUS FINANCIAL, LLC

Office #1: 4800 T-rex Avenue Suite 100, Boca Raton, FL 33431
BD
CRD#: 18192
BOCA RATON, FL
Current

September 30, 2025 - Present

BAMBOO SECURITIES, LLC

Office #1: 445 Park Ave 9th Floor, Suite 945, New York, NY, 10022
BD
CRD#: 318434
NEW YORK, NY
Past

March 9, 2023 - November 15, 2023

MHL INVESTMENTS

BD
CRD#: 2535
MIDVALE, UT
Past

April 28, 2022 - October 11, 2023

HAMPTONROCK PARTNERS

BD
CRD#: 306647
Dallas, TX
Past

September 23, 2021 - January 18, 2024

LIQUIDLY IAS, LLC

BD
CRD#: 299963
NEW YORK, NY
Past

November 2, 2020 - December 14, 2022

Z&G CAPITAL INC.

BD
CRD#: 305319
MISSOURI CITY, TX
Past

October 20, 2020 - August 3, 2021

ROBUS CAPITAL PARTNERS LLC

BD
CRD#: 282547
SAN JUAN, PR
Past

September 28, 2020 - November 1, 2021

BEL AIR SECURITIES LLC

BD
CRD#: 134953
LOS ANGELES, CA
Past

May 13, 2019 - July 8, 2025

VERIT ADVISORS CAPITAL MARKETS LLC

BD
CRD#: 170833
CHICAGO, IL
Past

May 3, 2019 - July 31, 2025

SIKICH CORPORATE FINANCE LLC

BD
CRD#: 149024
NAPERVILLE, IL
Past

December 3, 2010 - September 4, 2018

USCA SECURITIES LLC

BD
CRD#: 103789
HOUSTON, TX
Past

March 17, 2010 - October 5, 2011

HITHERLANE PARTNERS, LLC

BD
CRD#: 46604
BOCA RATON, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/11/2025)

Exams


General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm


BS
BAMBOO SECURITIES, LLC
BAMBOO SECURITIES, LLC

CRD#: 318434 / SEC#: , 8-70899

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
445 Park Ave 9th Floor, Suite 945, New York, NY, 10022
Mailing Address
445 Park Ave 9th Floor, Suite 945, New York, NY, 10022
Phone number
(214) 396-4031
Established
Delaware since 08/16/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BAMBOO GLOBALPARENT
CHERNYAEVA, YULIANACEO5272530
LINDSLEY, RAYMOND VICTORCHIEF COMPLIANCE OFFICER1279932
SHUMBERG, IVANA MARCELLAFINANCIAL AND OPERATIONS PRINCIPAL3167225

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BAMBOO SECURITIES, LLC

CRD#: 318434London, SW3 6RD

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