Wayne R. Gifford

FINANCIAL SPECTRUM

ABINGTON, PA

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CRD#: 3166987

Professional summary

Wayne Robert Gifford is a registered financial advisor currently at FINANCIAL SPECTRUM INC. located in Abington, Pennsylvania.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Wayne has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gifford & Uslin PC CPA's. The business is not investment-related. 800 West Ave., Jenkintown, PA 19046. The business provides accounting, bookkeeping, and tax consulting and computer systems for individuals and small businesses. I am a shareholder partner. The start date of the relationship with Gifford & Uslin PC began January 1999. Approximately 85 hours per month is devoted to the business. The approximate number of hours spent during securities trading hours is 50 hours per month. My duties with Gifford & Uslin PC are to provide accounting, bookkeeping, tax and computer system consulting services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Robert Gifford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 1999 - Present

FINANCIAL SPECTRUM INC.

RIA

CRD#: 123169

ABINGTON, PA

Past

January 8, 1999 - July 1, 1999

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(7/8/1999)

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Exams

State Security Law Exam

Series 63

Date: 2/8/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/7/1999

General Securities Representative Examination

Current Firm

FINANCIAL SPECTRUM INC.

CRD#: 123169 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (7/8/1999 Approved)

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Contact information

Main Address

800 West Avenue, Jenkintown, PA 19046-2831

Mailing Address

Phone number

(215) 659-5723

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 10,140,000

Red Flags

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Wayne R. Gifford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Robert Gifford's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL SPECTRUM INC.

FINANCIAL WEST GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 2/8/1999

Series 7

Date: 1/7/1999

Current Firm

FINANCIAL SPECTRUM INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL SPECTRUM INC.

TRUST BUT VERIFY

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