Margieric I. Olivos
Professional summary
Margieric Isabel Olivos, who also goes by Margieric I Olivos, Margieric Isabel Rivera, Margierie I Rivera, is a registered financial professional currently at INSIGNEO SECURITIES, LLC located in Miami, Florida.
Margieric is registered as a RR (Registered Representative) and started their career in finance in 1999. Margieric has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margieric Isabel Olivos's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2024 - Present
INSIGNEO SECURITIES, LLC
Office #1: 1221 Brickell Ave 27th Floor, Miami, FL 33131July 17, 2024 - December 4, 2024
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
July 20, 2016 - May 27, 2022
OPPENHEIMER & CO. INC.
July 19, 2016 - May 27, 2022
OPPENHEIMER & CO. INC.
January 1, 2010 - July 7, 2016
UBS FINANCIAL SERVICES INC.
January 1, 2010 - July 7, 2016
UBS FINANCIAL SERVICES INC.
June 3, 2002 - January 1, 2010
UBS INTERNATIONAL INC.
June 3, 2002 - January 1, 2010
UBS INTERNATIONAL INC.
October 31, 2000 - June 1, 2002
UBS FINANCIAL SERVICES INC.
October 30, 2000 - June 3, 2002
UBS FINANCIAL SERVICES INC.
July 20, 1999 - August 21, 2000
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2024)
(12/4/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INSIGNEO SECURITIES, LLC
CRD#: 29249 / SEC#: , 8-44166
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSIGNEO FINANCIAL GROUP LLC | MEMBER - CLASS A | |
| INSIGNEO PUERTO RICO PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| INSIGNEO SECURITIES PARTNERSHIP HOLDINGS LLC | MEMBER - CLASS B | |
| ARANA LANDAETA, MARIELA CECILIA | HEAD OF CLIENT EXPERIENCE | 4830220 |
| ARNETT, GEORGE WASHINGTON III | GENERAL COUNSEL AND DIRECTOR | 1057806 |
| AVERETT, MICHAEL ROBERT | CHIEF REVENUE OFFICER | 5311774 |
| CANINO QUINONES, LIZMARI | HEAD OF SALES SUPERVISION | 6007866 |
| CAULFIELD, JUSTIN PAUL SR | CHIEF COMPLIANCE OFFICER | 5699024 |
| CEDENO, CLAUDIA | BSA | AML OFFICER | 5235772 |
| CHUANG, ERIC C | REGULATORY AFFAIRS OFFICER | 3215724 |
| EFFIO, TAMARIND | BUSINESS DEVELOPMENT OFFICER | 7255243 |
| HENRIQUEZ, RAUL JR | CHAIRMAN OF THE BOARD | 1647412 |
| NUNEZ, FRANCISCO | DIRECTOR | 8017439 |
| POLEMENI PEREZ, MONICA | PRINCIPAL OPERATIONS OFFICER | 4130068 |
| RIESGO, AHMED | CHIEF INVESTMENT OFFICER | 5020318 |
| RIVERA CRUZ, MIGUEL ANGEL | CHIEF ACCOUNTING OFFICER / PRINCIPAL FINANCIAL OFFICER | 3255902 |
| RIVERO, JAVIER | PRESIDENT, CHIEF OPERATING OFFICER AND DIRECTOR | 4498023 |
| WATSON, CHRISTIAN PIERCE | HEAD OF TRADING | 4917370 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSIGNEO SECURITIES, LLC
CRD#: 29249Miami, FL 33131TRUST BUT VERIFY
Monitor Margieric Olivos
Get automatic monthly alerts on:
