Everest K. Wong
Professional summary
Everest K Y Wong, who also goes by Everest K Y Wong, is a registered financial advisor currently at TACTIVEST, LLC located in San Francisco, California.
Everest is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Everest has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Everest K Y Wong's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2015 - Present
TACTIVEST, LLC
January 16, 2015 - April 16, 2021
APW CAPITAL, INC.
November 23, 2005 - January 23, 2015
LPL FINANCIAL LLC
November 23, 2005 - January 23, 2015
LPL FINANCIAL LLC
January 26, 2004 - November 25, 2005
CITICORP INVESTMENT SERVICES
February 4, 2003 - November 25, 2005
CITICORP INVESTMENT SERVICES
April 17, 2000 - January 30, 2003
WAMU INVESTMENTS, INC.
January 8, 1999 - March 24, 2000
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
TACTIVEST, LLC
CRD#: 173309 / SEC#: 801-126580
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/27/2015)
Exams
Series 7TO
Date: 9/14/2022
General Securities Representative ExaminationCurrent Firm
TACTIVEST, LLC
CRD#: 173309 / SEC#: 801-126580
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 128,515,751 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 01/27/2025 | ||
| 02/26/2024 |
Red Flags
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