Matthew M. Page

LUCAS GROUP FINANCIAL PLANNERS

Sacramento, CA 95815

Some features on this profile are disabled

CRD#: 3166601

Professional summary

Matthew Maguire Page, CFP®, who also goes by Matt Maguire Page, is a registered financial advisor currently at LUCAS GROUP FINANCIAL PLANNERS, INC. located in Sacramento, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Matthew has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Maguire Page

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MATTHEW PAGE INSURANCE SERVICES - 1545 RIVER PARK DR, #401 SACRAMENTO, CA 95815 - 2009 START DATE - NIR - CALIFORNIA LICENSED INSURANCE SALESPERSON - PROVIDE LIFE INSURANCE AND DISABILITY INSURANCE TO CLIENTS - SOLE PROP - 0 HR/MO TRADING. INVESTMENT RELATED 2)Sacramento Estate Planning Council - 08/2015 - N/a Address - NIR - Board Member - Help make strategic decisions about the SEPC - Non-Profit - 0 hrs/mo trading 3)Financial Planning Association NorCal Chapter - N/A address - 10/2015 - NIR - President - Make strategic decisions about FPA NorCal - Other business type - 0 hrs/mo trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Maguire Page's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

September 15, 2014 - Present

LUCAS GROUP FINANCIAL PLANNERS, INC.

Office #1: 1545 River Park Drive, Suite 401, Sacramento, CA 95815

RIA

CRD#: 130163

Sacramento, CA

Past

September 9, 2014 - October 30, 2019

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SACRAMENTO, CA

Past

March 3, 2014 - September 2, 2014

CAPITAL PLANNING ADVISORS LLC

RIA

CRD#: 170266

SACRAMENTO, CA

Past

February 28, 2014 - September 2, 2014

AVISEN WEALTH MANAGEMENT, INC.

CRD#: 125977

SACRAMENTO, CA

Past

March 24, 2011 - February 28, 2014

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

SACRAMENTO, CA

Past

January 18, 2011 - February 28, 2014

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SACRAMENTO, CA

Past

June 15, 2004 - December 31, 2010

FINANCIAL TELESIS INC

CRD#: 31012

SACRAMENTO, CA

Past

September 17, 2003 - December 8, 2003

STONE & YOUNGBERG LLC

CRD#: 795

SAN FRANCISCO, CA

Past

September 19, 2000 - June 11, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LUCAS GROUP FINANCIAL PLANNERS, INC.

CRD#: 130163 / SEC#: 801-112737

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

California

Registered Investment Advisory firm - (5/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/15/2014)

IAR

Texas
(1/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/23/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/23/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/10/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/15/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/22/2015

General Securities Principal Examination

Current Firm

LUCAS GROUP FINANCIAL PLANNERS, INC.

CRD#: 130163 / SEC#: 801-112737

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

California

Registered Investment Advisory firm - (5/5/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1545 River Park Drive, Suite 401, Sacramento, CA 95815

Mailing Address

Phone number

(916) 921-9220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,110
AUM (Assets Under Management)	$ 374,733,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jesus Zepeda

PFS INVESTMENTS INC.

SACRAMENTO, CA

Kenneth Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

IAR

Granite Bay, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew M. Page

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Maguire Page's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES SERVICE NETWORK, LLC

CAPITAL PLANNING ADVISORS LLC

AVISEN WEALTH MANAGEMENT, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FINANCIAL TELESIS INC

STONE & YOUNGBERG LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

LUCAS GROUP FINANCIAL PLANNERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/23/2011

Series 63

Date: 9/23/2003

SIE

Date: 10/1/2018

Series 7

Date: 2/10/2011

Series 6

Date: 9/15/2003

Series 24

Date: 5/22/2015

Current Firm

LUCAS GROUP FINANCIAL PLANNERS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LUCAS GROUP FINANCIAL PLANNERS, INC.

TRUST BUT VERIFY

Similar Advisors