Michael P. Mccartan

CROSS RIVER MANAGEMENT

RIDGEFIELD, CT 06877

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CRD#: 3166394

Professional summary

Michael Patrick Mccartan is a registered financial advisor currently at CROSS RIVER MANAGEMENT, LLC located in Ridgefield, Connecticut.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Mccartan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2007 - Present

CROSS RIVER MANAGEMENT, LLC

Office #1: 90 Grove Street Suite 201, Ridgefield, CT 06877

RIA

CRD#: 143241

RIDGEFIELD, CT

Past

December 20, 1999 - January 14, 2000

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/13/2007)

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Exams

General Industry/Product Exam

Series 7

Date: 12/16/1999

General Securities Representative Examination

Current Firm

CROSS RIVER MANAGEMENT, LLC

CROSS RIVER MANAGEMENT, LLC | CROSS RIVER PARTNERS LP

CRD#: 143241 / SEC#:

Connecticut

Registered Investment Advisory firm - (12/13/2007 Approved)

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Contact information

Main Address

31 Bailey Ave Unit D, Ridgefield, CT 06877

Mailing Address

Phone number

(203) 438-0023

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 19,618,060

Red Flags

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Michael P. Mccartan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Mccartan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CROSS RIVER MANAGEMENT, LLC

ABN AMRO SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 7

Date: 12/16/1999

Current Firm

CROSS RIVER MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CROSS RIVER MANAGEMENT, LLC

TRUST BUT VERIFY

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