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Angelica Parra

CRD# 3166392·Registered 1999 - 2018
Previously Registered: Being a previously registered professional could mean that Angelica is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Angelica Parra, who also goes by Angie Parra, was a registered financial advisor. Angelica was a previously registered financial professional and started their career in finance 1999 - 2018. Angelica had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Angie Parra

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years registered in the securities industry

Current & Past Employments

Past

REQUISITE CAPITAL MANAGEMENT LLCPast·CRD# 283107
RIA
Dallas, TX
June 16, 2017 - May 1, 2026
PWP SECURITIES LLCPast·CRD# 171349
BD
Dallas, TX
June 22, 2017 - December 31, 2018
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
RIA
Dallas, TX
March 11, 2017 - June 27, 2017
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Dallas, TX
August 6, 2009 - June 27, 2017
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
Dallas, TX
June 21, 2007 - August 6, 2009
VCA SECURITIES, LPPast·CRD# 130748
BD
Dallas, TX
March 4, 2005 - June 4, 2007
DEUTSCHE BANK SECURITIES INC.Past·CRD# 2525
BD
New York, NY
October 3, 2001 - March 9, 2005
GOLDMAN SACHS & CO. LLCPast·CRD# 361
BD
New York, NY
February 10, 1999 - June 29, 2001

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Current Firm

PS
PWP SECURITIES LLC

FALLLINE SECURITIES LLC | PWP SECURITIES LLC

CRD#: 171349 / SEC#: 8-69456
BD
Terminated by SEC on 01/21/2020

Contact Information

Established

Delaware since 03/04/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PRIVATE WEALTH PARTNERS LLCMEMBER—
ARHAKOSLALIMA, BLANCHEMARIEFINOP1721403
RUHLIN, PETER ERICPRESIDENT, CFO, POO5521744
SCHNIER, DAVID JASONCHIEF COMPLIANCE OFFICER/CHIEF LEGAL OFFICER/CHIEF AML OFFICER5110928

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PARRADAME FAMILY LIMITED PARTNERSHIP, PASSIVE LIMITED PARTNER IN PROPERTY MANAGEMENT. ONE HOUR MONTHLY. 2) LITTLE FOREST HILLS NEIGHBORHOOD ASSOC./2 HRS. PER MONTH/VICE PRESIDENT/MAINTAINING THE MEMBERSHIP DATABASE AND LOGGIN IN ATTENDANCE AT MEETINGS. 3) ARBITRON INC / RADIO AND TV RATINGS RESEARCH / 1950 N STEMMONS FRWY DALLAS, TX 75207 / RESEARCH ASSOCIATE / START DATE 07/11/2010 . 4) LAKEWOOD COUNTRY CLUB / COUNTRY CLUB / 6430 GASTON AVE DALLAS, TX 75214 / WINE ROOM WINE SERVER / START DATE 05/12/2012. 5) Junior Players / 4054 McKinney Ave Ste 104 Dallas, TX 75204 / Company/ Charities, Cultural, Educational & Political Organisations / Arts Education / Member of Board of Directors / / Board Directorship / Start Date 1/1/14-1/1/20 / Occasional Board meetings during my lunch hour 6) Amazon Flex / 33333 Lyndon B Johnson Fwy Dallas,Texas 75241 / No/ Publicly Traded / USD / No / No / / Start Date 5/7/16 / 7) Catch Up and Read / 3001 Knox St Ste 207 Dallas,Texas 75205 / Other/ Education / Catch Up & Read works with leadership to develop a campus wide priority for literacy throughout the school day. Catch Up & Read recognizes that low performing students require additional time and repetition in order to master reading concepts. / Member of Advisory Board / Governance / Start Date 10/19/2016/ 501(c)3 non-profit organization

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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