Angelica Parra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angelica Parra, who also goes by Angie Parra, was a registered financial professional .
Angelica is a previously registered financial professional and started their career in finance in 1999. Angelica had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2017 - December 31, 2018
PWP SECURITIES LLC
June 16, 2017 - May 1, 2026
REQUISITE CAPITAL MANAGEMENT LLC
March 11, 2017 - June 27, 2017
UBS FINANCIAL SERVICES INC.
August 6, 2009 - June 27, 2017
UBS FINANCIAL SERVICES INC.
June 21, 2007 - August 6, 2009
NYLIFE SECURITIES LLC
March 4, 2005 - June 4, 2007
VCA SECURITIES, LP
October 3, 2001 - March 9, 2005
DEUTSCHE BANK SECURITIES INC.
February 10, 1999 - June 29, 2001
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
PWP SECURITIES LLC
CRD#: 171349 / SEC#: , 8-69456
Contact information
Documents
Red Flags
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