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Andy B. Chong

HIGHLINE WEALTH PARTNERS
Sherman Oaks, CA 91403
Some features on this profile are disabled
CRD#: 3166279
AC

Professional summary

Andy Bob Chong, who also goes by Andy B Chong, Andy Chong, is a registered financial advisor currently at HIGHLINE WEALTH PARTNERS located in Sherman Oaks, California.

Andy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Andy has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andy B Chong | Andy Chong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM SOLE OWNER OF BRITE SPOT LIQUOR, LOCATED IN LOMITA, CA (1725 Pacific Coast Hwy, Lomita, CA 90717). THE BUSINESS IS NOT INVESTMENT RELATED. I HAVE NO DAY TO DAY MANAGEMENT RESPONSIBILITIES FOR THE MINI/LIQUOR STORE BUSINESS. I AM OWNER BY TITLE. I HAVE BEEN SOLE OWNER OF THIS FAMILY BUSINESS SINCE APRIL OF 2000. I SPEND NO MORE THAN 2 HOURS PER MONTH ON BUSINESS MATTERS (NONE DURING SECURITIES TRADING HOURS).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andy Bob Chong's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 23, 2020 - Present

HIGHLINE WEALTH PARTNERS

Office #1: 15260 Ventura Blvd., Suite 855, Sherman Oaks, CA 91403
RIA
CRD#: 284712
Sherman Oaks, CA
Past

January 11, 2005 - October 2, 2007

VP DISTRIBUTORS LLC

BD
CRD#: 3036
LOS ANGELES, CA
Past

October 1, 1999 - August 14, 2002

CURREN & COMPANY

BD
CRD#: 25978
IRVINE, CA
Past

January 1, 1999 - March 19, 1999

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HIGHLINE WEALTH PARTNERS
CHARLESWORTH & RUGG, INC. | HIGHLINE WEALTH PARTNERS, LLC | HIGHLINE WEALTH PARTNERS

CRD#: 284712 / SEC#: 801-108350

RIA
Registered Investment Advisory firm - (9/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/23/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 1/4/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/10/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/28/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HW
HIGHLINE WEALTH PARTNERS
CHARLESWORTH & RUGG, INC. | HIGHLINE WEALTH PARTNERS, LLC | HIGHLINE WEALTH PARTNERS

CRD#: 284712 / SEC#: 801-108350

RIA
Registered Investment Advisory firm - (9/6/2016 Approved)
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Contact information

Main Address
15260 Ventura Blvd., Suite 855, Sherman Oaks, CA 91403
Mailing Address
Phone number
(818) 340-0157
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 02 28 HIGHLINE WEALTH PARTNERS FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts832
AUM (Assets Under Management)$ 665,649,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGHLINE WEALTH PARTNERS

CRD#: 284712Sherman Oaks, CA 91403

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