Roy R. Jones
EVERSPIRE
Midvale, UT 84047
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CRD#: 3166097
Professional summary
Roy Russell Jones, CFP® is a registered financial advisor currently at EVERSPIRE located in Midvale, Utah and E6 PORTFOLIOS located in Midvale, Utah.
Roy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Roy has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TomiPlan, Investment-Related, Everspire 6900 S. 900 E, Ste. 200, Midvale UT 84047, Financial Planning, Co-Owner / Financial Planner / CEO, 12/6/2022, Refers business to TomiPlan. Take consumers through the Financial Planning process as outlined by the CFP Board except for implementation. No securities or financial products are offered at TomiPlan. 20 hours a month and all of those hours are during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Roy Russell Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
August 14, 2015 - Present
EVERSPIRE
Office #1: 6900 South 900 East Suite 200, Midvale, UT 84047RIA
CRD#: 222515
Midvale, UT
Current
October 13, 2023 - Present
E6 PORTFOLIOS
Office #1: Everspire Plaza 6900 S. 900 E. Suite 200, Midvale, UT, 84047RIA
CRD#: 326617
Midvale, UT
Current
December 19, 2017 - Present
MHL INVESTMENTS
Office #1: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047Office #2: Everspire Plaza 6900 S. 900 E., Suite 200, Midvale, UT 84047BD
CRD#: 2535
Midvale, UT
Past
July 1, 2015 - November 14, 2017
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
Sandy, UT
Past
October 26, 2005 - July 7, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
SANDY, UT
Past
October 25, 2005 - July 7, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
SANDY, UT
Past
December 3, 2004 - October 19, 2005
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
SALT LAKE CITY, UT
Past
December 3, 2004 - October 19, 2005
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
February 20, 2004 - May 5, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
THOUSAND OAKS, CA
Past
February 20, 2004 - May 5, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
BOSTON, MA
Past
July 18, 2002 - March 1, 2004
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
CANOGA PARK, CA
Past
May 29, 2002 - March 1, 2004
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
January 24, 2002 - June 17, 2002
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
February 2, 1999 - January 24, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EV
EVERSPIRE
AEGIS WEALTH GROUP, LLC | WAHL, STEVEN P | SYNCHRONY WEALTH MANAGEMENT | EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE SMA | EVERSPIRE PORTFOLIOS | EVERSPIRE IIP | EVERSPIRE DIRECT | EVERSPIRE 401K | EVERSPIRE | ESSENTIALSSIX PORTFOLIOS | E6 PORTFOLIOS
CRD#: 222515 / SEC#: 801-116983
RIA
Registered Investment Advisory firm - (7/17/2019 Approved)Arizona
Registered Investment Advisory firm - (8/7/2019 Terminated)California
Registered Investment Advisory firm - (9/6/2019 Terminated)Idaho
Registered Investment Advisory firm - (8/7/2019 Terminated)Texas
Registered Investment Advisory firm - (8/7/2019 Terminated)Utah
Registered Investment Advisory firm - (8/7/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/5/2019)
RR
Arizona(2/7/2018)
RR
California(9/6/2018)
RR
Colorado(2/8/2018)
RR
Connecticut(2/7/2020)
RR
Delaware(4/24/2020)
RR
Florida(1/24/2018)
RR
Georgia(3/12/2020)
RR
Idaho(1/26/2018)
RR
Illinois(2/2/2018)
RR
Indiana(7/5/2019)
RR
Iowa(1/24/2018)
RR
Louisiana(1/13/2020)
RR
Maryland(6/18/2020)
RR
Michigan(2/6/2020)
RR
Missouri(12/18/2020)
RR
Montana(8/25/2021)
RR
Nevada(2/21/2018)
RR
New Hampshire(7/5/2023)
RR
New Jersey(2/21/2018)
RR
New Mexico(7/25/2023)
RR
New York(2/5/2018)
RR
North Carolina(5/6/2019)
RR
Ohio(4/26/2018)
RR
Oklahoma(1/27/2021)
RR
Oregon(7/25/2018)
RR
Pennsylvania(10/4/2018)
RR
South Carolina(5/1/2018)
RR
South Dakota(11/24/2021)
RR
Tennessee(2/9/2021)
RR
Texas(10/17/2019)
IAR
Utah(8/14/2015)
RR
Utah(1/24/2018)
RR
Virginia(10/1/2019)
RR
Washington(8/29/2018)
RR
Wisconsin(11/6/2018)
RR
Wyoming(2/26/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EV
EVERSPIRE
AEGIS WEALTH GROUP, LLC | WAHL, STEVEN P | SYNCHRONY WEALTH MANAGEMENT | EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE SMA | EVERSPIRE PORTFOLIOS | EVERSPIRE IIP | EVERSPIRE DIRECT | EVERSPIRE 401K | EVERSPIRE | ESSENTIALSSIX PORTFOLIOS | E6 PORTFOLIOS
CRD#: 222515 / SEC#: 801-116983
RIA
Registered Investment Advisory firm - (7/17/2019 Approved)Arizona
Registered Investment Advisory firm - (8/7/2019 Terminated)California
Registered Investment Advisory firm - (9/6/2019 Terminated)Idaho
Registered Investment Advisory firm - (8/7/2019 Terminated)Texas
Registered Investment Advisory firm - (8/7/2019 Terminated)Utah
Registered Investment Advisory firm - (8/7/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6900 South 900 East Suite 200, Midvale, UT 84047
Mailing Address
Phone number
(801) 545-8706
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,846 |
| AUM (Assets Under Management) | $ 181,142,726 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
