Michael A. Payne

STEELOAKS INVESTMENT ADVISERS

WEIRTON, WV 26062

Some features on this profile are disabled

CRD#: 3165948

Professional summary

Michael Allen Payne is a registered financial advisor currently at STEELOAKS INVESTMENT ADVISERS, INC. located in Weirton, West Virginia.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Payne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2005 - Present

STEELOAKS INVESTMENT ADVISERS, INC.

Office #1: 3205 Pennsylvania Avenue Suite 102, Weirton, WV 26062

RIA

CRD#: 108197

WEIRTON, WV

Past

February 18, 2005 - November 15, 2005

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

WEIRTON, WV

Past

July 1, 2003 - March 1, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WHEELING, WV

Past

July 1, 2003 - March 1, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 2, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

WHEELING, WV

Past

January 26, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEELOAKS INVESTMENT ADVISERS, INC.

STEELOAKS INVESTMENT ADVISERS INC | STEELOAKS INVESTMENT ADVISERS, INC.

CRD#: 108197 / SEC#: 801-55467

RIA

Registered Investment Advisory firm - (4/23/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

West Virginia
(3/2/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/5/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/25/1999

General Securities Representative Examination

Current Firm

STEELOAKS INVESTMENT ADVISERS, INC.

STEELOAKS INVESTMENT ADVISERS INC | STEELOAKS INVESTMENT ADVISERS, INC.

CRD#: 108197 / SEC#: 801-55467

RIA

Registered Investment Advisory firm - (4/23/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

135 Palm Drive, Weirton, WV 26062

Mailing Address

Phone number

(304) 723-6700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II - BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	266
AUM (Assets Under Management)	$ 166,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Thomas Arasz

BMORE FINANCIALLY FIT

IAR

Baltimore, MD

Benjamin Conteh

BARGELD FINANCIAL

IAR

Media, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael A. Payne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Payne's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

STEELOAKS INVESTMENT ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/1999

Series 63

Date: 2/5/1999

Series 7

Date: 1/25/1999

Current Firm

STEELOAKS INVESTMENT ADVISERS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEELOAKS INVESTMENT ADVISERS, INC.

TRUST BUT VERIFY

Similar Advisors