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DF

Dagmara K. Frankowska

BTG PACTUAL ASSET MANAGEMENT US
New York, NY 10022
Some features on this profile are disabled
CRD#: 3165855
DF

Professional summary

Dagmara Katarzyna Frankowska, who also goes by Dagmara K Frankowska, Dagmara Frankowska, is a registered financial advisor currently at BTG PACTUAL ASSET MANAGEMENT US , LLC located in New York, New York and BTG PACTUAL US CAPITAL, LLC located in New York, New York.

Dagmara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dagmara has worked at 20 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dagmara K Frankowska | Dagmara Frankowska

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dagmara Katarzyna Frankowska's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2025 - Present

BTG PACTUAL ASSET MANAGEMENT US , LLC

Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022
RIA
CRD#: 152538
New York, NY
Current

December 10, 2025 - Present

BTG PACTUAL US CAPITAL, LLC

Office #1: 601 Lexington Avenue 57th Floor, New York, NY 10022-6831
BD
CRD#: 149486
New York, NY
Past

August 29, 2024 - December 9, 2025

SAGEVIEW PRIVATE CLIENT GROUP, LLC

RIA
CRD#: 134997
Irving, TX
Past

August 29, 2024 - December 9, 2025

SAGEVIEW ADVISORY GROUP, LLC

RIA
CRD#: 126777
Irving, TX
Past

August 13, 2024 - December 16, 2025

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
IRVING, TX
Past

July 29, 2021 - September 1, 2023

OSAIC SERVICES, INC.

RIA
CRD#: 133763
PHOENIX, AZ
Past

July 29, 2021 - November 3, 2023

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
ATLANTA, GA
Past

May 6, 2021 - September 1, 2023

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

May 6, 2021 - November 3, 2023

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

December 14, 2020 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
OAKDALE, MN
Past

December 14, 2020 - May 17, 2024

OSAIC WEALTH, INC.

RIA
CRD#: 23131
SCOTTSDALE, AZ
Past

December 14, 2020 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

December 14, 2020 - May 17, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

June 30, 2017 - November 25, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
BIRMINGHAM, AL
Past

June 29, 2017 - November 25, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL
Past

January 9, 2017 - June 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
JACKSONVILLE, FL
Past

December 8, 2016 - June 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

November 22, 2011 - February 3, 2016

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
JACKSONVILLE, FL
Past

November 22, 2011 - February 3, 2016

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
JACKSONVILLE, FL
Past

June 29, 2010 - July 14, 2011

MOMENTUM INDEPENDENT NETWORK INC.

RIA
CRD#: 17587
DALLAS, TX
Past

June 29, 2010 - July 14, 2011

MOMENTUM INDEPENDENT NETWORK INC.

BD
CRD#: 17587
DALLAS, TX
Past

February 10, 2009 - July 14, 2011

HILLTOP SECURITIES INC.

BD
CRD#: 6220
DALLAS, TX
Past

January 6, 2009 - July 14, 2011

HILLTOP SECURITIES INC.

RIA
CRD#: 6220
DALLAS, TX
Past

July 30, 2008 - January 2, 2009

SNIDER ADVISORS

RIA
CRD#: 120943
DALLAS, TX
Past

August 16, 2006 - July 31, 2007

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

September 30, 2004 - March 3, 2006

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA
Past

January 29, 2004 - August 31, 2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
BOSTON, MA
Past

May 24, 2001 - February 25, 2002

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

March 22, 2000 - November 17, 2000

BROWNCO, LLC

BD
CRD#: 1326
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC

CRD#: 152538 / SEC#: 801-71004

RIA
Registered Investment Advisory firm - (1/19/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
New York
(12/9/2025)
RR
New York
(12/10/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/28/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/14/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/17/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/8/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BP
BTG PACTUAL ASSET MANAGEMENT US , LLC
BTG ASSET MANAGEMENT CORP. | GREYTOWN ADVISORS | BTG PACTUAL US ASSET MANAGEMENT CORP. | BTG PACTUAL U.S. PRIVATE CREDIT INVESTMENTS | BTG PACTUAL TIMBERLAND INVESTMENT GROUP, LLC | BTG PACTUAL STRATEGIC CAPITAL | BTG PACTUAL GLOBAL ALTERNATIVES | BTG PACTUAL FAMILY OFFICE | BTG PACTUAL ASSET MANAGEMENT US, LLC | BTG PACTUAL ASSET MANAGEMENT US , LLC

CRD#: 152538 / SEC#: 801-71004

RIA
Registered Investment Advisory firm - (1/19/2010 Approved)
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Contact information

Main Address
601 Lexington Avenue 57th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 293-4600
Established
Firm type
Fiscal year end
# of Employees
176

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BTG PACTUAL ASSET MANAGEMENT US, LLC - WRAP FEE PROGRAM BROCHURE (9/9/2025)
BTG PACTUAL ASSET MANAGEMENT US, LLC - FORM ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts548
AUM (Assets Under Management)$ 25,628,617,941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BTG PACTUAL ASSET MANAGEMENT US , LLC

CRD#: 152538New York, NY 10022

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