Dagmara K. Frankowska

SAGEVIEW PRIVATE CLIENT GROUP

Irving, TX 75062

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CRD#: 3165855

Professional summary

Dagmara Katarzyna Frankowska, who also goes by Dagmara K Frankowska, Dagmara Frankowska, is a registered financial advisor currently at SAGEVIEW PRIVATE CLIENT GROUP, LLC located in Irving, Texas and SAGEVIEW ADVISORY GROUP, LLC located in Irving, Texas.

Dagmara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dagmara has worked at 18 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dagmara K Frankowska | Dagmara Frankowska

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP - CRD # 126777; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: CCO / INVESTMENT ADVISOR REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: CCO;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dagmara Katarzyna Frankowska's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2024 - Present

SAGEVIEW PRIVATE CLIENT GROUP, LLC

Office #1: 201 E John Carpenter Fwy Suite 400, Irving, TX 75062

RIA

CRD#: 134997

Irving, TX

Current

August 29, 2024 - Present

SAGEVIEW ADVISORY GROUP, LLC

Office #1: 201 E John Carpenter Fwy Suite 400, Irving, TX 75062

RIA

CRD#: 126777

Irving, TX

Current

August 13, 2024 - Present

CETERA WEALTH SERVICES, LLC

Office #1: Mandalay Towers 3 201 E John Carpenter Fwy Ste 400, Irving, TX 75062

CRD#: 13572

Irving, TX

Past

July 29, 2021 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

PHOENIX, AZ

Past

July 29, 2021 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

May 6, 2021 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

May 6, 2021 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

December 14, 2020 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

OAKDALE, MN

Past

December 14, 2020 - May 17, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

December 14, 2020 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

December 14, 2020 - May 17, 2024

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 30, 2017 - November 25, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

BIRMINGHAM, AL

Past

June 29, 2017 - November 25, 2020

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

January 9, 2017 - June 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

December 8, 2016 - June 5, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 22, 2011 - February 3, 2016

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

JACKSONVILLE, FL

Past

November 22, 2011 - February 3, 2016

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

JACKSONVILLE, FL

Past

June 29, 2010 - July 14, 2011

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

DALLAS, TX

Past

June 29, 2010 - July 14, 2011

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

February 10, 2009 - July 14, 2011

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

January 6, 2009 - July 14, 2011

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

DALLAS, TX

Past

July 30, 2008 - January 2, 2009

SNIDER ADVISORS

RIA

CRD#: 120943

DALLAS, TX

Past

August 16, 2006 - July 31, 2007

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

September 30, 2004 - March 3, 2006

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

January 29, 2004 - August 31, 2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

May 24, 2001 - February 25, 2002

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

March 22, 2000 - November 17, 2000

BROWNCO, LLC

CRD#: 1326

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(8/29/2024)

New Jersey
(8/13/2024)

IAR

New Jersey
(8/30/2024)

Texas
(8/13/2024)

IAR

Texas
(8/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/28/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/14/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/17/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/8/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

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Contact information

Main Address

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660

Mailing Address

Phone number

(800) 814-8742

Established

Firm type

Fiscal year end

# of Employees

248

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGEVIEW ADVISORY GROUP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	13,295
AUM (Assets Under Management)	$ 238,552,018,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dagmara K. Frankowska

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dagmara Katarzyna Frankowska's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGEVIEW ADVISORY GROUP, LLC

CETERA WEALTH SERVICES, LLC

OSAIC SERVICES, INC.

FSC SECURITIES CORPORATION

OSAIC SERVICES, INC.

FSC SECURITIES CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

OSAIC WEALTH, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

SNIDER ADVISORS

COMMONWEALTH FINANCIAL NETWORK

SIGNATOR INVESTORS, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BNY MELLON SECURITIES CORPORATION

BROWNCO, LLC

Primary Firm SEC Registration

SAGEVIEW ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/28/2008

Series 63

Date: 8/14/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/16/2000

Series 6

Date: 11/17/1999

Series 24

Date: 12/8/2004

FINRA

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEVIEW ADVISORY GROUP, LLC

TRUST BUT VERIFY

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