AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RE

Richard E. Eddy

FINANCIAL LEADERSHIP
JOHNSON CITY, TN 37615
Some features on this profile are disabled
CRD#: 3165785
RE

Professional summary

Richard Elbert Eddy, CFP®, who also goes by Richard Eddy, Dick Eddy, is a registered financial advisor currently at FINANCIAL LEADERSHIP located in Johnson City, Tennessee.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Richard Eddy | Dick Eddy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Eddy, CPA Whether the business is investment-related: No Address of the other business: Johnson City, TN Nature of the other business: Accounting/Tax Preparation Position, title, or relationship with the other business: Partner Start date of your relationship: 08/2015 Approximate time spent in this business practice: 50% Number of hours you devote to the other business during securities trading hours: 90 Name of the other business: First United Methodist Church Finance Committee Address of the other business: Pine Street, Johnson City, Tennessee Nature of the other business: Finance Committee Position, title, or relationship with the other business: Member-01/2014 Approximate number of hours/month you devote to the other business: 24 hrs/yr. Number of hours you devote to the other business during securities trading hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Elbert Eddy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2002

Experience

Current

October 9, 2015 - Present

FINANCIAL LEADERSHIP

Office #1: 4718 Lake Park Drive, Suite 1, Johnson City, TN 37615
RIA
CRD#: 269941
JOHNSON CITY, TN
Past

January 19, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

January 19, 1999 - September 11, 2000

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(10/9/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/14/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/28/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/1999
General Securities Representative Examination

Current Firm

FL
FINANCIAL LEADERSHIP
EDDY, RICHARD E., CFP, LLC | RICHARD E. EDDY, CFP, LLC | FINANCIAL LEADERSHIP

CRD#: 269941 / SEC#:

Tennessee
Registered Investment Advisory firm - (10/9/2015 Approved)
Texas
Registered Investment Advisory firm - (3/18/2025 Conditional Restricted)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4718 Lake Park Drive, Suite 1, Johnson City, TN 37615
Mailing Address
Phone number
(423) 283-0667
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts133
AUM (Assets Under Management)$ 18,730,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL LEADERSHIP

CRD#: 269941Johnson City, TN 37615

TRUST BUT VERIFY

Monitor Richard Eddy

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

LP
Lauren ProvidenceAdvisorCheck Check Mark
A. T. BROD & CO. INC.
PR
Steven Richard Adelson
Steven AdelsonAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Fort Myers, FL
RR
Reuben RowleyAdvisorCheck Check Mark
EAGLE STRATEGIES LLC
IAR
RR
AMERICAN FORK, UT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.