Robert J. Luna

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CRD#: 3165706

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert J Luna was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rob Luna Enterprises, LLC which offers the RL Wealth Academy - Paid courses via recordings and Zoom (some in person speaking events primarily on the weekends). Investment related. Located at: 3401 Mallory Ln, Suite 100, #415 Franklin, TN 37067. 5+ hours per month. 0 hours during trading hours. 12/2020. Real Talk Insurance Solutions, LLC, which offers insurance products. Located at 3401 Mallory Ln, Suite 100, #415 Franklin, TN 37067. 5+ hours per month. 0 hours during trading hours. 1/2023

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 11, 2022 - January 10, 2024

VALTRION CAPITAL MANAGEMENT, LLC

RIA

CRD#: 318048

FRANKLIN, TN

Past

January 15, 2020 - March 15, 2023

SUREVEST PRIVATE WEALTH

RIA

CRD#: 306872

LOS ANGELES, CA

Past

July 18, 2017 - January 18, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

NEWPORT BEACH, CA

Past

July 17, 2003 - July 18, 2017

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

Newport Beach, CA

Past

December 10, 2002 - February 7, 2020

SUREVEST WEALTH MANAGEMENT

RIA

CRD#: 122369

Phoenix, AZ

Past

February 17, 2000 - September 17, 2002

TREND TRADER, LLC

CRD#: 43635

SCOTTSDALE, AZ

Past

March 15, 1999 - March 1, 2000

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALTRION CAPITAL MANAGEMENT, LLC

REAL TALK CAPITAL, LLC | VALTRION CAPITAL MANAGEMENT, LLC

CRD#: 318048 / SEC#: 801-130820

RIA

Registered Investment Advisory firm - (8/26/2024 Approved)

Arizona

Registered Investment Advisory firm - (9/9/2024 Terminated)

California

Registered Investment Advisory firm - (10/9/2024 Terminated)

Florida

Registered Investment Advisory firm - (9/9/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (9/10/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/9/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/18/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 8/21/2000

Registered Options Principal Examination

Current Firm

VALTRION CAPITAL MANAGEMENT, LLC

REAL TALK CAPITAL, LLC | VALTRION CAPITAL MANAGEMENT, LLC

CRD#: 318048 / SEC#: 801-130820

RIA

Registered Investment Advisory firm - (8/26/2024 Approved)

Arizona

Registered Investment Advisory firm - (9/9/2024 Terminated)

California

Registered Investment Advisory firm - (10/9/2024 Terminated)

Florida

Registered Investment Advisory firm - (9/9/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (9/10/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/9/2024 Terminated)

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Contact information

Main Address

3401 Mallory Ln, Suite 100, Franklin, TN 37067

Mailing Address

Phone number

(833) 856-2088

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALTRION CAPITAL BROCHURE (10/20/2025)

Regulatory assets under management

Total Number of Accounts	351
AUM (Assets Under Management)	$ 143,588,939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Luna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SUREVEST PRIVATE WEALTH

SECURITIES AMERICA, INC.

CROWN CAPITAL SECURITIES, L.P.

SUREVEST WEALTH MANAGEMENT

TREND TRADER, LLC

TD AMERITRADE, INC.

Primary Firm SEC Registration

VALTRION CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/2002

Series 63

Date: 4/1/1999

SIE

Date: 1/18/2018

Series 7

Date: 3/12/1999

Series 24

Date: 6/18/2001

Series 4

Date: 8/21/2000

Current Firm

VALTRION CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALTRION CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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