Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

MH

Mark Cavin Holland

CFP®

AUSTERRA WEALTH MANAGEMENT

DALLAS, TX

·CRD# 3165689·14 years experience

Professional Summary

Mark Cavin Holland, CFP® is a registered financial advisor currently at AUSTERRA WEALTH MANAGEMENT LLC located in Dallas, Texas. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mark has worked at 1 firm.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

Kenneth Bernard Hopkins

Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

David Antonio Alvarez

David Antonio Alvarez

EDWARD JONES

GRAPEVINE, TX · CRD#

Robert Lee Hrnicek

Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Kenneth Bernard Hopkins

Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

David Antonio Alvarez

David Antonio Alvarez

EDWARD JONES

GRAPEVINE, TX · CRD#

Robert Lee Hrnicek

Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Kenneth Bernard Hopkins

Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

David Antonio Alvarez

David Antonio Alvarez

EDWARD JONES

GRAPEVINE, TX · CRD#

Robert Lee Hrnicek

Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Bernard Hopkins

Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

David Antonio Alvarez

David Antonio Alvarez

EDWARD JONES

GRAPEVINE, TX · CRD#

Robert Lee Hrnicek

Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Credentials

CFP®

Certified Financial PlannerSince 2008

Years of Experience

14 years in the financial services industry

Current & Past Employments

AUSTERRA WEALTH MANAGEMENT LLC·CRD# 161964

RIA

5910 N. Central Expressway Suite 1875, Dallas, TX 75206

May 11, 2012 - Present

Similar Advisors

Kenneth Bernard Hopkins

Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

David Antonio Alvarez

David Antonio Alvarez

EDWARD JONES

GRAPEVINE, TX · CRD#

Robert Lee Hrnicek

Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Current Firm

AW

AUSTERRA WEALTH MANAGEMENT LLC

AUSTERRA WEALTH MANAGEMENT LLC

CRD#: 161964 / SEC#: 801-126050

RIA

Registered Investment Advisory firm - SEC (7/8/2022 Approved)

Texas

Registered Investment Advisory firm - Texas (7/29/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

5910 N. Central Expressway Suite 1875, Dallas, TX 75206

Phone Number

(214) 810-0250

# of Employees

3

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B (3/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

39

AUM (Assets Under Management)

$230,269,794

Similar Advisors

Kenneth Bernard Hopkins

Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

David Antonio Alvarez

David Antonio Alvarez

EDWARD JONES

GRAPEVINE, TX · CRD#

Robert Lee Hrnicek

Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Holland Family Investment Company - Manager and Vice President. Type of Business: Family Investment Holding Company. Time Spent: Less than 1%. Start Date: 2009 2.HFIC-2, LLC - Manager and Vice President. Type of Business: Family Investment Holding Company. Time Spent: Less than 1%. Start Date: 2012 3.Holland Family Trust 2021, Trustee. Type of Business: Family Investment Holding Company. Time Spent: Less than 1%. Start Date: 2021 4.High Performance Management Group, LLC, Manager and Owner. Type of Business: Professional Baseball Management Company - Managing Member of BallCorps, LLC. Time Spent: 10%. Start Date: 2017 5.BallCorps, LLC - Co-Owner and Managing Member. Type of Business - MiLB Double-A Baseball Team. Time Spent: Less than 1%. Start Date: 2017 6.MTN Realty Holdings LLC - Member. Type of Business - Real Estate Management Company. Investment Related. Time Spent: 2%. Start Date: 2021 7.2022 Texas Development Partners LLC - Co-Manager. Type of Business - Real Estate Management Company. Investment Related. Time Spent: 2%. Start Date: 2022 8.Modern Custom Homes LLC - Owner and Managing Member. Type of Business: Real Estate Investment Company. Investment Related. Modern Custom Homes is a Member of 2022 Texas Development Partners, LLC. Time Spent: Less than 1%. Start Date: 2022 9.Osage Recovery Fund LLC - Managing Member. Type of Business: Oil and Gas Investment Holding Company. Investment Related. Owners of Osage Recovery Fund LLC are ASGF and F&G Holdings LLC, a passive investment holding company owned 100% by Mark Holland. Time Spent: less than 1% Start Date: 2025 10.Bridgeline Capital LLC - Owner of the sole member. Type of Business: Loan Origination and Servicing Firm. Investment Related. Bridgeline Capital LLC originates and services loans for ASGF and ASIF. Compensation: None. Time Spent: 5%. Start Date: 2025

Similar Advisors

Kenneth Bernard Hopkins

Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

David Antonio Alvarez

David Antonio Alvarez

EDWARD JONES

GRAPEVINE, TX · CRD#

Robert Lee Hrnicek

Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AW

AUSTERRA WEALTH MANAGEMENT LLC

AUSTERRA WEALTH MANAGEMENT LLC

CRD#: 161964 / SEC#: 801-126050

RIA

Registered Investment Advisory firm - SEC (7/8/2022 Approved)

Texas

Registered Investment Advisory firm - Texas (7/29/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Texas
(5/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Similar Advisors

Kenneth Bernard Hopkins

Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

David Antonio Alvarez

David Antonio Alvarez

EDWARD JONES

GRAPEVINE, TX · CRD#

Robert Lee Hrnicek

Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Mark Cavin Holland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Kenneth Bernard Hopkins

Kenneth Bernard Hopkins

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

David Antonio Alvarez

David Antonio Alvarez

EDWARD JONES

GRAPEVINE, TX · CRD#

Robert Lee Hrnicek

Robert Lee Hrnicek

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

Jonathan Richard Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

MH

Follow Mark

Get alerted to job moves, licensing changes, and new disclosures

Free — no card required