MH
Mark C. Holland
AUSTERRA WEALTH MANAGEMENT LLC
Dallas, TX 75206
Some features on this profile are disabled
CRD#: 3165689
MH
Professional summary
Mark Cavin Holland, CFP® is a registered financial advisor currently at AUSTERRA WEALTH MANAGEMENT LLC located in Dallas, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mark has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Holland Family Investment Company - Manager and Vice President. Type of Business: Family Investment Holding Company. Time Spent: Less than 1%. Start Date: 2009 2.HFIC-2, LLC - Manager and Vice President. Type of Business: Family Investment Holding Company. Time Spent: Less than 1%. Start Date: 2012 3.Holland Family Trust 2021, Trustee. Type of Business: Family Investment Holding Company. Time Spent: Less than 1%. Start Date: 2021 4.High Performance Management Group, LLC, Manager and Owner. Type of Business: Professional Baseball Management Company - Managing Member of BallCorps, LLC. Time Spent: 10%. Start Date: 2017 5.BallCorps, LLC - Co-Owner and Managing Member. Type of Business - MiLB Double-A Baseball Team. Time Spent: Less than 1%. Start Date: 2017 6.MTN Realty Holdings LLC - Member. Type of Business - Real Estate Management Company. Investment Related. Time Spent: 2%. Start Date: 2021 7.2022 Texas Development Partners LLC - Co-Manager. Type of Business - Real Estate Management Company. Investment Related. Time Spent: 2%. Start Date: 2022 8.Modern Custom Homes LLC - Owner and Managing Member. Type of Business: Real Estate Investment Company. Investment Related. Modern Custom Homes is a Member of 2022 Texas Development Partners, LLC. Time Spent: Less than 1%. Start Date: 2022 9.Osage Recovery Fund LLC - Managing Member. Type of Business: Oil and Gas Investment Holding Company. Investment Related. Owners of Osage Recovery Fund LLC are ASGF and F&G Holdings LLC, a passive investment holding company owned 100% by Mark Holland. Time Spent: less than 1% Start Date: 2025 10.Bridgeline Capital LLC - Owner of the sole member. Type of Business: Loan Origination and Servicing Firm. Investment Related. Bridgeline Capital LLC originates and services loans for ASGF and ASIF. Compensation: None. Time Spent: 5%. Start Date: 2025
CRS (Client Relationship Summary) - RIA
Click below to view Mark Cavin Holland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
May 11, 2012 - Present
AUSTERRA WEALTH MANAGEMENT LLC
Office #1: 5910 N. Central Expressway Suite 1875, Dallas, TX 75206RIA
CRD#: 161964
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AUSTERRA WEALTH MANAGEMENT LLC
AUSTERRA WEALTH MANAGEMENT LLC
CRD#: 161964 / SEC#: 801-126050
RIA
Registered Investment Advisory firm - (7/8/2022 Approved)Texas
Registered Investment Advisory firm - (7/29/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/11/2012)
Exams
Current Firm
AW
AUSTERRA WEALTH MANAGEMENT LLC
AUSTERRA WEALTH MANAGEMENT LLC
CRD#: 161964 / SEC#: 801-126050
RIA
Registered Investment Advisory firm - (7/8/2022 Approved)Texas
Registered Investment Advisory firm - (7/29/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5910 N. Central Expressway Suite 1875, Dallas, TX 75206
Mailing Address
Phone number
(214) 810-0250
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 224,463,375 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AUSTERRA WEALTH MANAGEMENT LLC
CRD#: 161964Dallas, TX 75206TRUST BUT VERIFY
Monitor Mark Holland
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
