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RR

Richard J. Ridenour

CIRCLE CITY WEALTH MANAGEMENT LLC
Carmel, IN 46032
Some features on this profile are disabled
CRD#: 3165629
RR

Professional summary

Richard Joseph Ridenour, who also goes by Joe Ridenour, is a registered financial advisor currently at CIRCLE CITY WEALTH MANAGEMENT LLC located in Carmel, Indiana.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joe Ridenour

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Joseph Ridenour's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 12, 2017 - Present

CIRCLE CITY WEALTH MANAGEMENT LLC

Office #1: 600 East Carmel Drive, Carmel, IN 46032
RIA
CRD#: 291604
Carmel, IN
Past

June 11, 2007 - December 14, 2017

FORUM PRIVATE CLIENT GROUP

RIA
CRD#: 143075
FISHERS, IN
Past

March 2, 2005 - July 10, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
FISHERS, IN
Past

March 2, 2005 - July 10, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
FISHERS, IN
Past

July 1, 2002 - March 2, 2005

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
FISHERS, IN
Past

July 1, 2002 - March 2, 2005

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
SAN DIEGO, CA
Past

November 3, 2000 - July 19, 2002

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
INDIANAPOLIS, IN
Past

October 4, 1999 - July 19, 2002

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

January 19, 1999 - June 24, 1999

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(12/12/2017)
IAR
Texas
(12/12/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/23/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/8/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/30/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/18/1999
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/22/2004
General Securities Principal Examination

Current Firm

CC
CIRCLE CITY WEALTH MANAGEMENT LLC
CIRCLE CITY WEALTH MANAGEMENT LLC

CRD#: 291604 / SEC#:

Indiana
Registered Investment Advisory firm - (12/12/2017 Approved)
Texas
Registered Investment Advisory firm - (12/12/2017 Conditional Restricted)
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Contact information

Main Address
600 East Carmel Drive, Carmel, IN 46032
Mailing Address
2335 Glebe Street, Carmel, IN 46032
Phone number
(317) 734-0375
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts250
AUM (Assets Under Management)$ 84,944,526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CIRCLE CITY WEALTH MANAGEMENT LLC

CRD#: 291604Carmel, IN 46032

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